Business Risk and Controls Advisor - Charlotte

Join the new Controls and Governance department as highly skilled and motivated senior controls advisor within the Advice and Wealth Management (AWM) Division. · ...

+This is a full-time hybrid role for a Financial Advisor at Consolidated Planning Inc The Financial Advisor will be responsible for providing financial planning retirement planning investment advice and financial advisory services. · +Excellent communication and interpersonal abi ...

We value your ambition. Equitable Advisors is currently seeking someone to join our team as a Financial Advisor to fast track their career. · As an Equitable Financial Professional, you will:Analyze financial information obtained from clients to determine strategies, financial pr ...

1847Financial is seeking entrepreneurial, client-focused Independent Financial Advisors who want the freedom to build and grow their own practice while leveraging the resources, support, and national platform of a respected independent financial services firm. · ...

+ Build, manage, and grow a personal book of business+ Develop customized strategies including retirement planning, wealth management, risk management, and estate planning (where licensed)+ Maintain strong, long-term client relationships through regular reviews and proactive comm ...

As the Lead for Cyber Security Risk Management in the Network & Security domain, you will oversee the entire technology risk lifecycle—identifying, evaluating, and mitigating risks within critical security areas. · ...

This individual will be responsible for managing technology risks within a specific security domain (Network & Security Architecture) · Identify, assess, and monitor technology risks and controls within the assigned domain. · Lead and drive risk assessments, issues management, an ...

+Job summary+We are seeking leaders who have entrepreneurial mindsets and a desire for professional growth as Financial Advisors at First Command. · +Responsibilities+They coach military families on how to build a comprehensive financial plan that includes: Savings/banking Invest ...

The Cyber Security Risk Management Lead Infrastructure will be responsible for end-to-end technology risk lifecycle management within a specific security domain (Infrastructure & Data Security). · Identify, assess, and monitor technology risks and controls within the assigned dom ...

This individual will oversee all accounting and financial reporting functions for construction operations, including month-end close, financial statements, and GAAP compliance. · ...

We're seeking a Senior Technology Control Officer to play a critical role in driving end-to-end assessment and oversight of our most critical technology platforms, infrastructure, and services. · Develop and lead the assessment strategy for strategic and emerging technology align ...

Wells Fargo seeks a Senior Technology Control Officer to drive end-to-end assessment and oversight of critical technology platforms infrastructure and services ensuring regulatory standards industry best practices and risk mitigation. · ...

Wealth management firm Equitable Advisors seeks entry-level Wealth Management Associates to help clients secure financial well-being. Associates will navigate state licensing needs, participate in training programs, and upskill through local development opportunities. ...

Wells Fargo is seeking a Senior Technology Control Officer plays a critical role in assessing the institution's critical infrastructure, platform and services. This position ensures that Wells Fargo technologies comply with stringent regulatory requirements, internal risk framewo ...

We're seeking a Senior Regulatory Program / Project Manager with deep experience in financial services risk, controls, · and regulatory change to lead complex enterprise-level regulatory initiatives. ...

The Divisional Risk Advisor is responsible for providing risk oversight guidance and assurance services to enterprise and divisional stakeholders with a strong focus on the Personal Investor PI business. · You will identify assess and mitigate risks across retail investor operati ...

The Market Supervision Manager (MSM) supports the Firm's business objectives and contributes to the Market's profitability by influencing Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. · ...

The Divisional Risk Advisor is responsible for providing risk oversight, guidance, and assurance services to enterprise and divisional stakeholders. · Using the organization's operational and strategic risk framework you will identify assess and mitigate risks across retail inves ...

+ Develop and test data models primarily using SQL and dbt + Write and maintain data transformation logic to clean organize and structure data for analysis + Contribute to the design extension of the Enterprise Dimensional Model for small defined sections + Implement basic data q ...

Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Centralized Promotional and Marketing Review team within our Client Relationship Group in Wealth and Investment Management. · ...