Video Surveillance Officer - New York

This role helps ensure investment activity aligns with regulatory and client requirements while supporting operational processes across the organization. · Assist with daily compliance monitoring and issue resolutionMaintain compliance documentation and tracking ...

Our client is seeking an Investment Compliance Operations Associate to support their growing investment platform. This role helps ensure investment activity aligns with regulatory and client requirements while supporting operational processes across the organization. · Apply now, ...

GardaWorld Security Services is Now Hiring a Global Command Center Operator. Ready to suit up as a Global Command Center Operator? What matters most about a role like this is your sharp eye, capturing every detail as you scan a series of screens. · Monitor security systems to det ...

GardaWorld is hiring a Global Command Center Operator to monitor security systems, document events, and respond to incidents. The ideal candidate has 2+ years of experience in a command center environment and proficiency with Genetec Video Software. · ...

We are seeking an experienced Senior Compliance Officer to join a global alternative investment manager operating across derivatives-based and volatility-focused strategies. · Own and manage the trade compliance function across multiple products and strategies · ...

Description · Job Duties · Maintains close surveillance on all casino table activities from the catwalk or monitoring system. · Utilizes technical equipment to identify, record, and document illegal and unusual activities occurring in the table games, slots, casino cashier window ...

We are seeking an experienced Senior Compliance Officer to join a global alternative investment manager operating across derivatives-based and volatility-focused strategies. · ...

+Job summary · Ready to suit up as a Surveillance Security Guard?What matters most about a role like this is your sharp eye, capturing every detail as you scan a series of screens. · +ResponsibilitiesMonitor security systems to detect any suspicious activity · ...

Supporting a Trade Surveillance Associate opportunity with a rapidly growing trading and markets-focused organization. · ...

This high-impact leadership role can be based in either the Midtown Manhattan or Jersey City office and follows a hybrid schedule, · with four in-office days per week. · Manage and guide the Communications Surveillance review team, · ensuring timely identification, escalation, · ...

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. · ...

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team.The ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a ...

About Us  · MarketAxess is on a journey to digitally transform one of the world's largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace. Why does this matter? Because our platform makes trading fixed-income more accessibl ...

Senior Compliance Officer – Global Trading (NYC | Full-Time) · A leading investment management firm is seeking a Senior Compliance Officer to join its Legal & Compliance team in New York City. This individual will oversee the firm's global trade compliance program and provide rea ...

Growing Asset Management client is seeking a Senior Compliance Officer that will lead its trade compliance function and provide real-time advisory support to trading teams across products, strategies, and regions. · Key Responsibilities: · Lead day-to-day management of the trade ...

Senior Compliance Officer (New York, NY): Our client, a growing hedge fund is seeking a Senior Compliance Officer to join their lean but growing team. The purpose of the role is to provide compliance coverage for the firm's equities business, ensuring adherence to UK, US, and app ...

This is a full-time role responsible for overseeing daily trade and transaction surveillance. · ...

The person will run compliance for the firm's Energy and Commodities Brokerage business and its related Introducing Brokers (IBs) which predominantly execute Block transactions. · In addition,serve as the Chief Compliance Officer for the firm's FCM. ...

Morgan Stanley Investment Management is seeking an Analyst or Associate to join its US Portfolio Surveillance/Investment Compliance team within the COO office. · ...

Morgan Stanley Investment Management is seeking an Analyst or Associate to join its US Portfolio Surveillance/Investment Compliance team within the COO office.The successful candidate will provide coverage of the MSIM Equity, Fixed Income and Liquidity businesses providing proact ...