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Branch Support Analyst- Licensing and Controls - Charlotte, United States - Equitable Services
Description
We're individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for good inour communities. Here, you'll work with dynamic individuals, build your skills, and unleash new ways of working and thinking. Areyou ready to join an organization that will help unlock your potential?Provide high level customer service support for the assigned Branches and maintain field force Contract, Licensing andRegistration records.
Function as an information resource and quality control.
Under general supervision, enter, update and maintain all records regarding new hire processing, individual licensing andregistration needs.
Review and process the initial FINRA form U4s, Departments of Insurance License/Appointment applications, Appointmentrenewals and Contracting updates for candidates.
Update and maintain candidate records using external and internal systems and applications.
The base salary range for this position is $31,000-$45,000. Actual base salaries vary based on skills, experience, andgeographical location.
In addition to base pay, Equitable provides compensation to reward performance with base salaryincreases, spot bonuses, and short-term incentive compensation opportunities.
Eligibility for these programs depends on level andfunctional area of responsibility.Equitable Pay and Benefits :
Equitable Total Rewards Program
#LI-HYBRID
Qualifications
Required Qualifications-Excellent communication skills and providing feedback.
Strong work ethics, reliable and innovative.
Ability to manage multiple tasks while meeting strict deadlines and able to prioritize in a fast paced, high-pressure
environment
Great organizational skills.
Good team player and willing to learn additional support functions, as needed.
Proficient knowledge of Microsoft Office (Powerpoint/ Excel/ Outlook/ Teams
Preferred Qualifications-Bachelor's degree preferred
1+ years experience in Finance or Insurance industry preferred
Additional Qualifications:
Knowledge of SEC, FINRA and State Department Insurance rules and regulations a plus, but not required
Skills
Accuracy and Attention to Detail : Understanding the necessity and value of accuracy; ability to complete tasks with high levels
of precision.
Audit and Compliance Function:
Knowledge of major responsibilities and tasks of Audit and Compliance (A&C) function; ability to manage the operation of A&C function in various business environment.
Customer Service Management :
Knowledge of customer service priorities and ability to utilize tools and techniques for maintaining an environment where all understand, and are committed to providing excellent service to internal and external
customers.
Effective Communications:
Understanding of effective communication concepts, tools and techniques; ability to effectively transmit, receive, and accurately interpret ideas, information, and needs through the application of appropriate communication
behaviors.
Insurance Legal and Regulatory Environment : Knowledge of federal, state and local laws and regulations; ability to comply with these laws and regulations in insurance industry practices and activities.
Diversity, Equity and Inclusion :
Demonstrates a commitment to Diversity, Equity and Inclusion by treating everyone with respect and dignity, ensuring all voices are heard and advocating for change.
ABOUT EQUITABLE
At Equitable, we're a team of over ten thousand strong; committed to helping our clients secure their financial well-being so that they can pursue long and fulfilling lives.
We encourage every employee to leverage their unique talents to become a force for good at Equitable and in their local communities.
We are continuously investing in our people by offering growth, internal mobility, comprehensive compensation and benefits to support overall well-being, flexibility, and a culture of collaboration and teamwork.
Equitable is committed to providing equal employment opportunities to our employees, applicants and candidates based on individual qualifications, without regard to race, color, religion, gender, gender identity and expression, age, national origin, mental or physical disabilities, sexual orientation, veteran status, genetic information or any other class protected by federal, state and local laws.
NOTE:
Equitable participates in the E-Verify program.
If reasonable accommodation is needed to participate in the job application or interview process or to perform the essential job functions of this position, please contact Human Resources at or email us at
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