Wealth Management Supervision Officer - Los Angeles

Wealth Management Supervision Officer position available at Wedbush Securities in Los Angeles.The ideal candidate will have extensive knowledge of FINRA and SEC regulations. · ...

Wealth Management Supervision Officer at Wedbush Securities provides operational and supervisory support to branches reviewing documents for compliance and managing queues of alert-based supervisory flags. · Provides operational and supervisory support to branches · Reviews all d ...

East West Bank is seeking a Sales Supervision Officer to perform various office regulatory functions. · ...

· Introduction · Since 1973, East West Bank has served as a pathway to success. With over 110 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and commu ...

East West Bank is seeking a Sales Supervision Officer. Performs various office regulatory functions pertaining to documentation, compliance, and filing covering approximately 80 licensed individuals. · ...

Lensa is a career site that helps job seekers find great jobs in the US. We are not a staffing firm or agency. · Recommends loan solutions in accordance with lending guidelines and clients' requirements. · ...

PNC Mortgage organization seeks a Mortgage Loan Officer who will manage a small team of loan officers and collaborate with internal and external stakeholders to complete mortgage transactions. The ideal candidate has a proven history of production in the market. · Recommends loan ...

We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company's success. · As a(n) Mortgage Loan Officer within PNC's Mortgage organization, · ...

As a Mortgage Loan Officer within PNC's Mortgage organization, you will be based in Westside Los Angeles CA market. · ...

Under the supervision of a site administrator supervises and assists in maintaining attendance records according to state county and local regulations. · Type operate adding machine and other office equipment; · work effectively cooperatively with school personnel understand stud ...

The Los Angeles office of Lewis Brisbois is seeking an office services clerk with legal experience. · ...

Kennedys is seeking an experienced Office Manager to support its Los Angeles office. · ...

This internship role at Transition Music Corporation provides opportunities to learn music industry skills. · Provide administrative support to various departments. · Accurate and efficient data entry tasks to update and maintain databases. · ...

The office manager works to provide functional and thoughtful leadership, ensures operational excellence, creates an inclusive and creative office culture and demonstrates an ability to support the multi-faceted needs of the lawyers · Finance and Accounting: coordination of certa ...

Eisner Health is seeking a Clinical Director who will supervise the licensed clinical staff within their department as well as provide direct care. · ...

Seeking a Speech Pathologist to support students with autism in a non-public K-12 school setting. · ...

Reporting to the Professor/Associate Dean for Student Academic Affairs, the Director of Disability Services and Student Support leads the Office of Disability Services and provides primary leadership for disability services at the College. · The Director collaborates with campus ...

A leading law firm seeks an experienced Payroll Manager to oversee multi-state payroll operations.The Payroll Manager will ensure accurate and timely payroll processing, maintain compliance with all federal and state payroll laws, collaborate closely with HR and Finance leadershi ...

The Fiscal Supervisor serves a key leadership role in the Office of Access & Inclusion (OAI), providing direct supervision and strategic oversight of a small fiscal compliance team. · This position is responsible for ensuring sound financial management of grant funds distributed ...

We hope you share that vision Join us and take on the challenge of doing meaningful work while helping us build a culture that reflects our dedication to diversity equity and inclusion. · ...