Compliance Associate - Tampa

A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for Compliance Associates to sit within the securities brokerage and investment advisory organizations. · They ensure that all retail communication complies with states and federal law ...

A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory organizations. · ...

+ Job summary: Compliance & Risk Support Associate will provide support for IT standards and procedures maintenance, training assurance monitoring reporting. · + Qualifications: High school diploma required Bachelor's degree preferred Current ITIL Certification preferred. · + Res ...

Fanatics Commerce busca un abogado experimentado para unirse a su equipo como Asociado para Cumplimiento Regulatorio y Cadena de Suministro. · ...

We proudly deliver 99.98% electric service reliability to nearly 860,000 customers across 2,000 square miles of Hillsborough County and parts of Polk Pasco Pinellas counties Through innovation strategic investments we're creating a cleaner brighter energy future—while delivering ...

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. · ...

Fanatics Commerce is seeking an experienced attorney to join its team as an Associate Counsel-Regulatory Compliance & Supply Chain. The ideal candidate will have a strong background in Sustainability / ESG or Product Compliance. · ...

We expect you to play a key role in maintaining and strengthening ARK's compliance program, with a focus on compliance with SEC and FINRA marketing rules. · ...

TelyRx is seeking a seasoned Associate General Counsel to support and advance the company's legal, regulatory, · and compliance infrastructure in a highly regulated healthcare and pharmacy environment.This role will serve as · a key advisor to the General Counsel and executive le ...

Associates in Store Support positions are responsible for a variety of non-sales functions ensuring an outstanding customer order fulfillment experience assisting customers in the lot or providing administrative services. · Directing customers to store departments. · Answering cu ...

Associates in Store Support positions are responsible for a variety of non-sales functions. This may include ensuring an outstanding customer order fulfillment experience. · ...

The associates in store support positions are responsible for providing an outstanding customer order fulfillment experience. They assist customers in the lot or provide administrative services. · Ensuring an outstanding customer order fulfillment experience. · Assisting customer ...

We Need a Compliance Pro Because in our world every detail matters About Us Lemieux & Associates a national leader in investigative services is seeking an HR Generalist with national HR compliance expertise to manage HR operations and ensure multi-state compliance This role requi ...

A growing investment management firm is hiring a Compliance Associate / Compliance Analyst to support its marketing compliance program.This role is heavily focused on reviewing marketing and investor communications to ensure compliance with SEC and FINRA regulations. ...

Paradies Lagardère is an award-winning and innovative Airport Concessionaire. We are looking for passionate individuals to fill our roles in a retail and dining environment that is diverse and inclusive. · Ensure proper time keeping and accuracy of other components of payroll. · ...

Lead and train associates in food and beverage department to ensure effective efforts are achieved. · ...

Precisely and accurately performs and evaluates a variety of technical procedures in the laboratory. · Maintains quality control and preventive maintenance programs to ensure test accuracy. · Works closely with managers and directors to provide effective oversight of the section. ...

Responsible for overall success of the daily kitchen operations. Exhibits culinary talents by personally performing tasks while leading the staff and managing all food related functions. · Supports supervision of kitchen shift operations and ensures compliance with all Food & Bev ...

This is a Hybrid position that assists with various aspects of Human Resources within assigned properties. · Serve as Human Resources contact for assigned properties. · Respond to associate and management inquiries regarding policies, procedures, and programs. · ...

Se busca un Director/a de Servicios al Residente con experiencia y habilidades para convertirse en una valiosa adición al equipo. Se prioriza el crecimiento y desarrollo del personal. · ...