Compliance Associate - Tampa

A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for Compliance Associates to sit within the securities brokerage and investment advisory organizations. · They ensure that all retail communication complies with states and federal law ...

Lensa is a career site that helps job seekers find great jobs in the US. We are not a staffing firm or agency. Lensa does not hire directly for these jobs, but promotes jobs on LinkedIn on behalf of its direct clients, recruitment ad agencies, and marketing partners. Lensa partne ...

+ Job summary: Compliance & Risk Support Associate will provide support for IT standards and procedures maintenance, training assurance monitoring reporting. · + Qualifications: High school diploma required Bachelor's degree preferred Current ITIL Certification preferred. · + Res ...

We proudly deliver 99.98% electric service reliability to nearly 860,000 customers across 2,000 square miles of Hillsborough County and parts of Polk Pasco Pinellas counties Through innovation strategic investments we're creating a cleaner brighter energy future—while delivering ...

Fanatics Commerce is seeking an experienced attorney to join its team as an Associate Counsel-Regulatory Compliance & Supply Chain. The ideal candidate will have a strong background in Sustainability / ESG or Product Compliance. · ...

Description · Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your e ...

Description · Job Description · Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks ...

Job Description · We are actively seeking a motivated Security and Compliance Services Associate to join our Tampa-based team. · In today's complex risk environment, organizations face extraordinary demands that require them to be agile in adapting to innovative and disruptive te ...

CBIZ Inc. is a leading professional services advisor to middle market businesses and organizations nationwide. With unmatched industry knowledge and expertise in accounting, tax, advisory, benefits, insurance, and technology, CBIZ delivers forward-thinking insights and actionable ...

· ARK Investment Management Is Hiring: · Compliance Associate · Who We Are · ARK is a global investment manager focused solely on investing in disruptive innovation that is changing the way the world works. Majority Owner, Catherine D. Wood, founded ARK in 2014 on the belief th ...

Job Description · Join our CCOR Specialized Testing Team as a Compliance & Operations Risk Test Lead and elevate the firm's risk management. You'll drive precise, risk-aligned testing, uncover control coverage gaps, and accelerate remediation to safeguard the organization. Collab ...

Join our CCOR Specialized Testing Team as a Compliance & Operations Risk Test Lead and elevate the firm's risk management. You'll drive precise, risk-aligned testing, uncover control coverage gaps, and accelerate remediation to safeguard the organization. Collaborate across depar ...

TelyRx is seeking a seasoned Associate General Counsel to support and advance the company's legal, regulatory, · and compliance infrastructure in a highly regulated healthcare and pharmacy environment.This role will serve as · a key advisor to the General Counsel and executive le ...

Se busca un Director/a de Servicios al Residente con experiencia y habilidades para convertirse en una valiosa adición al equipo. Se prioriza el crecimiento y desarrollo del personal. · ...

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, ...

We Need a Compliance Pro Because in our world every detail matters About Us Lemieux & Associates a national leader in investigative services is seeking an HR Generalist with national HR compliance expertise to manage HR operations and ensure multi-state compliance This role requi ...

The associates in store support positions are responsible for providing an outstanding customer order fulfillment experience. They assist customers in the lot or provide administrative services. · Ensuring an outstanding customer order fulfillment experience. · Assisting customer ...

Associates in Store Support positions are responsible for a variety of non-sales functions ensuring an outstanding customer order fulfillment experience assisting customers in the lot or providing administrative services. · Directing customers to store departments. · Answering cu ...

Location · Oak Ramble Grenadine Dr · Business · We know that a "one-size-fits-all" approach doesn't work when it comes to residential living. That's why, at Brookfield Properties, our portfolio features a wide range of options for any stage of life. And though our properties may ...

This position focuses on systems and assets associated with solar power generation and their integration with the bulk electric system. · Support Development of Solar Asset Models and Reliability Systems (20%) · Support Reliability and Compliance Mitigation Activities (20%) · Ass ...