Head of Wealth Management Compliance - New York

The Compliance Manager is responsible for coordinating facilities operations,vendor management, · regulatory compliance,and capital project readiness across numerous senior supportive housing sites.This role works closely · with the Director of Facilities,program staff,vendors,an ...

The Compliance Manager is responsible for coordinating facilities operations, vendor management, regulatory compliance, · and capital project readiness across numerous senior supportive housing sites. · Maintain and update the preventive maintenance database for all buildings · T ...

+h2>Job summary · This opportunity is with a leading global commodities trading firm with operations across the world.+The Compliance group is a small team that monitors and implements regulatory requirements that impact the firm as well as ensuring the day-to-day business can op ...

A credit market neutral hedge fund based in New York is looking to hire a Compliance Manager with experience within the hedge fund / investment management industry. · The ideal candidate is a detail-oriented compliance professional who communicates clearly and thrives in a fast-p ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. · ...

We are hiring a Compliance Manager to work closely with our compliance team and leadership teams to build, execute, and enhance compliance programs that support Aspen's RIA platform advisory businesses. · ...

Bring more to life. · Are you ready to accelerate your potential and make a real difference within life sciences, · diagnostics and biotechnology? · You'll thrive in a culture of belonging where you and your unique viewpoint matter. · ...

Dual Fuel is a full service mechanical contracting company specializing in the service and installation of heating plants for multifamily and commercial buildings in the New York City metro area. · Lead the end-to-end subcontractor contracting process, including drafting, negotia ...

We are seeking a detail-oriented and knowledgeable Compliance Manager to oversee and manage all aspects of USDOT and FMCSA licensing and compliance for our fleet of double-decker sightseeing buses. · Maintain up-to-date compliance for federal, state, and local regulations, includ ...

The primary role of this position is the day to day management of compliance for a part of TCBs portfolio as assigned and designated including the supervision of one or more Compliance Specialists in ensuring on going affordable housing programs compliance and adherence to TCBs O ...

+Berry Street is on a mission to transform how Americans eat through nutrition therapy. · + · +We're looking for a Compliance Manager to lead and scale Berry Street's healthcare compliance program as we continue to grow nationally and expand payer partnerships. · ...

We are seeking a Compliance Manager to join our Compliance Team and help administer and enhance our company's Broker Dealer compliance program. · The ideal candidate brings at least five years of relevant experience, preferably within a broker dealer environment, and demonstrates ...

Toss Securities US LLC is seeking an experienced Compliance Manager to join its growing team in New York. The role offers an exciting opportunity to contribute to the expansion of a dynamic brokerage firm while advancing your career in the U.S. financial markets. · Support the CC ...

+We're working with a growing RIA business as they look to add a Compliance Manager to their team. · +SUporting the GC/CCO on all manner of core compliance activities, · Draft, update, and implement firm policies and procedures in line with evolving regulatory requirements and bu ...

As our Compliance Manager (AML BSA Officer), you will own and scale Thera's compliance function as we grow. You will work directly with identity and fraud prevention platform, our fintech and banking partners, and our clients to design compliant onboarding and monitoring workflow ...

This job is with Wise, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. · Wise is a global technology company, building the best way to move and manage the world's money. · Whether people and businesses are sending mon ...

Join our team as a Compliance Manager where you'll play a crucial role in shaping and managing the Bank Secrecy Act (BSA) Anti-Money Laundering (AML) and related compliance programs. · ...

The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team.As a VP Compliance TDS, you will oversee/lead a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting ...

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Compliance Manager in New York. · We are seeking an experienced Compliance Manager to oversee and strengthen regulatory and quality assurance processes within a high-volume manufac ...

This job is for a Compliance Monitoring and Testing Manager who will ensure Wise's adherence to regulatory requirements. The role involves designing control testing plans, auditing and examination management, compliance framework development, building trust within teams and overs ...

We're looking for a Compliance Manager to lead and scale Berry Street's healthcare compliance program as we continue to grow nationally and expand payer partnerships. · This role will be a key owner of our HIPAA, insurance, and broader healthcare compliance efforts, partnering cl ...