Legal/Compliance - Compliance Analyst - San Diego, CA

We seek an experienced Compliance Analyst with direct broker-dealer compliance experience. · Support the firm's broker-dealer compliance program and ensure ongoing adherence to FINRA, SEC, and other applicable regulatory requirements · Conduct compliance reviews, testing, and sur ...

As a compliance analyst you will support the compliance team and ensure that the firm adheres to all applicable laws regulations and internal policies. · ...

+Kingswood U.S. is seeking an experienced Compliance Analyst to join our compliance team. · +Support the firm's broker-dealer compliance program and ensure ongoing adherence to FINRA, SEC, and other applicable regulatory requirements · Conduct compliance reviews, testing, and sur ...

The Compliance Analyst serves as the project compliance expert on a wide portfolio of Clark's government-funded construction projects. ...

We are hiring a Compliance Analyst to join our team in San Diego. In this role, you will lead third-party risk assessments and due diligence activities across the full vendor lifecycle. · Responsibilities:Lead third-party risk assessments and due diligence across onboarding and l ...

We're looking for a Compliance Analyst who loves digging into regulations, spotting risks before they happen, and partnering with teams across the organization to turn complex rules into practical solutions.Own and maintain key parts of our non‑BSA compliance management programRe ...

Think compliance is all about rules and red tape? Think again. · We're looking for a Compliance Analyst who loves digging into regulations, spotting risks before they happen, and partnering with teams across the organization to turn complex rules into practical solutions. · ...

We're looking for a Compliance Analyst who loves digging into regulations, spotting risks before they happen, and partnering with teams across the organization to turn complex rules into practical solutions. · ...

This is a full-time remote role for a Labor Compliance Analyst supporting public works, infrastructure and energy-related projects across California and throughout the United States. · Ensure compliance with applicable federal state and local labor laws and regulations; · Review ...

The Labor Relations Analyst is responsible for providing overall support to publicly funded public works projects. · ...

Participates in the development and execution of a system-wide compliance program that ensures data integrity and compliance with federal and state laws and regulations. · Assists in managing inquiries on a variety of compliance topics by gathering additional details on various q ...

Performs manual and clerical duties involved in receiving materials, supplies and equipment.Utilizes computers to enter transactions, validate information and maintain database. · Unpacks and examines items received and verifies completeness against bills of lading, invoices, and ...

At Lockheed Martin Rotary and Mission Systems, we are driven by innovation and integrity. · ...

At Lockheed Martin Rotary and Mission Systems, we are driven by innovation and integrity. · We believe that by applying the highest standards of business ethics and visionary thinking, everything is within our reach – and yours as a Lockheed Martin employee. · Performs manual and ...

Participates in the development and execution of a system-wide compliance program that ensures data integrity and compliance with federal and state laws and regulations. · ...

The Business and Workforce Compliance Division ensures that SANDAG activities comply with all applicable federal,state,and local requirements related to Business and Workforce Compliance, · This position will collaborate with internal and external stakeholders to maximize opportu ...

What if the work you did every day could impact the lives of people you know? Or all of humanity? · At Illumina, we are expanding access to genomic technology to realize health equity for billions of people around the world. · ...

We are seeking a Compliance and Contract Management Analyst to support our power contracts team in CPUC compliance filings, CEC compliance filings, verification, · A typical way to obtain the required qualifications would be an associate or bachelor's degree and two-to years of p ...

Support Compliance Management Division to ensure the company is operating in accordance with applicable laws. Ensure Guild remains in good standing with state and federal government agencies including Secretary of State offices, state regulatory agencies, CFPB, and Guild's invest ...

In the role of Compliance and Contract Management Analyst we are seeking a strategic thinker with experience in CAISO compliance with the Californica Public Utility Commission (CPUC) and California Energy Commission (CEC). · ...

What if the work you did every day could impact the lives of people you know? Or all of humanity? · ...