Co-Founder & CEO - AI RIA Compliance - Seattle

We are hiring a visionary Founding CEO to lead the launch of a new AI Compliance venture serving SEC- and FINRA-regulated firms. · ...

We re hiring an experienced and visionary Founding CEO to lead the launch of a new AI Compliance venture serving SEC- and FINRA-regulated firms. · ...

FutureSight is hiring an experienced and visionary Founding CEO to lead the launch of a new AI Compliance venture serving SEC- and FINRA-regulated firms. · FutureSight is a venture studio that co-creates and invests in B2B SaaS and Vertical AI startups alongside exceptional entre ...

We are looking for an experienced and visionary Founding CEO to lead the launch of a new AI Compliance venture serving SEC- and FINRA-regulated firms. · A significant equity stake in the business · ...

FutureSight is hiring an experienced and visionary Founding CEO to lead the launch of a new AI Compliance venture serving SEC- and FINRA-regulated firms. · ...

FutureSight is hiring an experienced and visionary Founding CEO to lead the launch of a new AI Compliance venture serving SEC- and FINRA-regulated firms. · ...

We are seeking a Director-level Temporary Program Manager to support a Wealth Management transformation initiative (internally referred to as Nickel). This role will manage defined workstreams related to Broker-Dealer-to-RIA transitions, advisor onboarding, and platform changes. ...

We are seeking experienced Registered Investment Advisors (RIAs) and Wealth Advisors who manage a minimum of $30M AUM and are open to exploring new partnerships that provide enhanced back-office support, growth opportunities, and succession planning. · ...

A Fast Growing Investment firm in the ETF space is seeking a seasoned relationship-driven Regional Vice President (RVP) to expand sales efforts across the West Coast. · ...

+Job summary · A well-established RIA seeks a Senior Wealth Advisor to close business sourced from external referrals of ultra-high net worth client leads. · +ResponsibilitiesClosing business with high net worth clients. · ...

We are looking for a Financial Advisor to help clients achieve their financial goals and provide client service that exceeds the client's expectations. · Manage client relationships and assist senior advisors with management of complex clients. · Facilitate the financial planning ...

Wealth established RIA seeks Senior Wealth Advisor to close business sourced from robust external channel that consistently refers ultra high net worth client leads annually. · ...

The Account Executive position is held by a dynamic, highly motivated, service-oriented individual maintaining and building professional relationships with Vitu clients. · ...

We are seeking a Controller to join our growing team at our prestigious climate-focused venture capital firm. · prepare quarterly unaudited financial statementsassist with the preparation of quarterly investor capital account statementsreview fund level expenses and income<ul ...

Cooperidge Consulting Firm is seeking a Client Service Associate for a top Boutique RIA in Towson, MD. · Direct the full intake process, including distributing and tracking forms, verifying information.Open new brokerage accounts; set up online portal access and confirm delivery ...

We seek a Senior Wealth Advisor to build and grow a client base in Los Angeles. · ...

We know you have choices, so our team of collaborative, innovative professionals are at the ready to support your professional development. · Citrin Cooperman offers a dynamic work environment, fostering professional growth and collaboration.We seek a talented individual who brin ...

+Support Business Development and Client Solutions team with a focus on Wealth management clients. Maintain high-level contact and client service with all clients and prospects across the West Coast territory. · ...

The Associate will support the Business Development and Client Solutions team with a focus on their Wealth management clients (primarily Family Office, Multi-Family Offices and Registered Investment Advisors “RIAs). He or she will maintain a high level of contact and client servi ...

This is a full-time hybrid role for a Tax Preparer based in the Los Angeles Metropolitan Area, with flexibility for remote work. · ...