Vice President, Trading Surveillance Compliance - Jersey City

As a Compliance- Surveillance Lead at JPMorgan Chase, you will help advance the global trade surveillance program by driving strategic enhancements and initiatives across Corporate Investment Bank (CIB), Wealth Management and Asset Management Surveillance programs on a global sca ...

As part of Risk Management and Compliance you are at the center of keeping JPMorgan Chase strong and resilient. · ...

This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, · ...

Oppenheimer & Co. Inc. is seeking a Surveillance Analyst to support the daily functions of the Compliance department in New York. · Analyze current business processes and systems. · Monitor customer trading activity for suitability via surveillance alerts and reports. · ...

Oppenheimer & Co. Inc. está buscando un Analista de Vigilancia para apoyar las funciones diarias del Departamento de Cumplimiento. · ...

Oppenheimer's is seeking a Surveillance Analyst that will support the daily functions of the Compliance department. The role is based in New York. · Bachelor's degree required; licenses a plus but not required · 1-2 years of relevant work experience · ...

A leading online brokerage and fintech platform is seeking an experienced Compliance Manager – Trade Surveillance to join its Jersey City office. · ...

In this Trading Surveillance role, you will be responsible for monitoring, investigating, and escalating potential market abuse and regulatory violations. · ...

A leading online brokerage and fintech platform seeks an experienced Compliance Manager – Trade Surveillance to join its Jersey City office. · Oversee daily trade surveillance to identify potential market abuse or insider trading. · Review issues related to trade activity reporti ...

This role supports the firm's compliance with FINRA, SEC. The ideal candidate will have deep experience with equities, options and crypto surveillance. · The position is for a Trading Surveillance Compliance Specialist, · a full-time direct hire in Jersey City. ...

The Junior Trade Surveillance Analyst/Associate will support our Market Surveillance and Compliance function. This role is responsible for reviewing and escalating potentially manipulative or violative trading activity across multiple asset classes. · Conduct daily trade surveill ...

+Job summary · Atlantic Group is hiring a Trade Surveillance Compliance Analyst (Hybrid) in New York, NY for our client, · supporting firm-wide trade and market surveillance and regulatory compliance. · +Review trade surveillance alerts and market activity, conducting investigati ...

We are hiring a Trade Surveillance Compliance Analyst in New York, NY for our client. The role involves reviewing surveillance alerts and investigating potential regulatory issues. · ...

We are seeking an experienced Senior Compliance Officer to join a global alternative investment manager operating across derivatives-based and volatility-focused strategies. · Own and manage the trade compliance function across multiple products and strategies · ...

The Vice President, Trading Surveillance will be responsible for monitoring, investigating and escalating potential market abuse and regulatory violations across multiple asset classes. · ...

The Vice President, Trading Surveillance will be responsible for monitoring, investigating, and escalating potential market abuse and regulatory violations across multiple asset classes.7+ years of hands-on trade surveillance experience at a FINRA member firm, clearing firm, exch ...

+Job summary · A Vice President will be responsible for monitoring, investigating, and escalating potential market abuse and regulatory violations across multiple asset classes. · +ResponsibilitiesConduct daily trade surveillance reviews using NASDAQ SMARTS and related systems ac ...

We are seeking an experienced Senior Compliance Officer to join a global alternative investment manager operating across derivatives-based and volatility-focused strategies. · ...

We are seeking a Compliance Trade Surveillance Lead Vice President to join our Risk Management and Compliance team. As part of this role, you will be responsible for overseeing CFTC-regulated swaps and security-based swaps trade activities. You will work closely with Line of Busi ...

The Marex US Summer Internship Program offers students hands-on experience across key business functions, contributing to projects that support operations, · financial activities, client engagement, · and regulatory responsibilities.Interns gain practical exposure through meaning ...