-
BSA Analyst II
3 weeks ago
Commonwealth Business Bank Los Angeles, United StatesJob Description · Job Description · Adheres to Bank policies and procedures and complies with all State and Federal banking regulatory requirements, including but not limited to Sarbanes-Oxley Act, Bank Secrecy Act, Anti-Money Laundering, OFAC, Customers Right to Privacy Act, R ...
-
Financial Crimes Compliance Lead
3 days ago
City National Bank Los Angeles, United StatesOverview: · FINANCIAL CRIMES COMPLIANCE LEAD WHAT IS THE OPPORTUNITY? The Financial Intelligence Lead is responsible for assisting the Financial Intelligence Supervisor or Manager, providing support to a team of Specialists or Analysts who are charged with the responsibility of ...
-
Financial Crimes Compliance Lead
17 hours ago
City National Bank Los Angeles, United StatesFINANCIAL CRIMES COMPLIANCE LEAD · WHAT IS THE OPPORTUNITY? · The Financial Intelligence Lead is responsible for assisting the Financial Intelligence Supervisor or Manager, providing support to a team of Specialists or Analysts who are charged with the responsibility of perform ...
-
Sanctions Analyst
3 weeks ago
Sumitomo Mitsui Banking Corp Los Angeles, United StatesABOUT THE ORGANIZATION · SMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, includin ...
-
GCIB Analyst
1 day ago
The Ladders Los Angeles, United StatesDo you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, ...
-
Legal Analyst
3 weeks ago
CIM Group Los Angeles, United StatesAbout CIM Group · CIM is a community-focused real estate and infrastructure owner, operator, lender, and developer. Our team of experts works together to identify and create value in real assets, benefiting the communities in which we invest. Back in 1994, our three founders focu ...
-
Senior Treasury Analyst
2 weeks ago
Century Group Los Angeles, United StatesCentury Group has a great client who is looking for an experienced Senior Treasury Analyst to join their team in the Los Angeles area. This position will provide direct support to the head of treasury while also independently maintaining day to day functions vital to the operatio ...
-
BSA Analyst II
3 weeks ago
Commonwealth Business Bank Los Angeles, United StatesJob Description · Job DescriptionAdheres to Bank policies and procedures and complies with all State and Federal banking regulatory requirements, including but not limited to Sarbanes-Oxley Act, Bank Secrecy Act, Anti-Money Laundering, OFAC, Customers Right to Privacy Act, Regula ...
-
GCIB Analyst
3 weeks ago
MUFG Los Angeles, United StatesDo you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization ...
-
GCIB Analyst
3 weeks ago
MUFG Los Angeles, United StatesDo you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, ...
-
I.N.G. Group, LLC Los Angeles, United StatesCore Information: · Corporate Title: Analyst · Department: Portfolio Management (Asset-Based Lending) · Status: Full-time · About ING: · Ranked #8 on LinkedIn Top Companies in Financial Services · Crain's 100 Best Places to Work · Ragan's Top Places to Work in 2023 · ING's ...
-
Compliance Analyst, Retail Onboarding
2 weeks ago
Gemini Trust Company, LLC. Los Angeles, United States**Compliance Analyst, Retail Onboarding** · at Gemini · New York, New York; Portland, Oregon; Chicago, Illinois; Los Angeles, California; San Francisco, California; Remote · **Empower the Individual Through Crypto** · Gemini is a crypto exchange and custodian that allows custom ...
-
Bsa Analyst Ii
1 week ago
Commonwealth Business Bank Los Angeles, United StatesAdheres to Bank policies and procedures and complies with all State and Federal banking regulatory requirements, including but not limited to Sarbanes-Oxley Act, Bank Secrecy Act, Anti-Money Laundering, OFAC, Customers Right to Privacy Act, Regulation D, Regulation DD/Truth in sa ...
-
Financial Crimes Compliance Lead
3 days ago
City National Bank Los Angeles, United StatesOverview: · **FINANCIAL CRIMES COMPLIANCE LEAD** · **WHAT IS THE OPPORTUNITY?** · The Financial Intelligence Lead is responsible for assisting the Financial Intelligence Supervisor or Manager, providing support to a team of Specialists or Analysts who are charged with the respons ...
-
Gcib Analyst
3 weeks ago
MUFG Bank, Ltd. Los Angeles, United States**Do you want your voice heard and your actions to count?** · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organizati ...
-
Legal Analyst
3 weeks ago
CIM Group Los Angeles, United States Full timeAbout CIM Group · CIM is a community-focused real estate and infrastructure owner, operator, lender, and developer. Our team of experts works together to identify and create value in real assets, benefiting the communities in which we invest. Back in 1994, our three founders focu ...
-
00002 Citibank, N.A. Diamond Bar, United States Full timeThe Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matt ...
-
BSA Compliance Analyst
1 week ago
SkyOne Federal Credit Union Hawthorne, United StatesJob Description · Job DescriptionJoin our team at SkyOne Federal Credit Union as a BSA Compliance Analyst and play a crucial role in ensuring regulatory adherence while maintaining our commitment to integrity and accountability. Dive into a challenging yet rewarding environment w ...
-
Treasury Analyst
6 days ago
Cypress Creek Renewables Santa Monica, United StatesTreasury Analyst at Cypress Creek Renewables (View all jobs) ) · Santa Monica, CA · The Company · Cypress Creek Renewables is powering a sustainable future, one project at a time. We develop, finance, own and operate utility-scale and distributed solar and storage projects acr ...
-
Wealth Relationship Manager
5 days ago
Citigroup Inc Diamond Bar, United StatesThe Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matt ...
Analyst, KYC - Los Angeles, United States - Sumitomo Mitsui Banking Corp
Description
Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests.We are a close-knit and fun-loving team of seasoned financial services professionals who came together for the challenge of building a bank from scratch - and we are committed to doing it all the right way (from technology infrastructure to modern marketing to customer experience).
The anticipated salary range for this role is between $71,000.00and $83, The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire.
The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.We work with the flexibility and speed of a start-up. But we also have significant stability and capital from being part of the SMBC Group (Sumitomo Mitsui Banking Corporation).
SMBC is the second largest bank in Japan and the 12th largest bank in the world with operations in over forty countries.
And SMBC is committed to disrupting the US marketplace with ground-breaking products.It is the best of both worlds, and we are seeking proven marketing leaders to propel us towards a national launch.
We have both the ambitious growth plans and the 'patient capital' necessary to execute a multi-year plan. Join us on the journey to deliver an exciting concept of evolved banking.SUMMARY:
Design and maintain centralized AML, ABC and sanctions framework and associated policies, standards and conformance monitoring criteria. Educate business stakeholders on key policy requirements and raise awareness on important themes and expectations. Routinely monitor framework and policies and introduce improvements as appropriate. Identify possible framework gaps to be addressed.
PRINCIPAL DUTIES AND RESPONSIBILITIES:
Support the design and maintenance of centralized AML, ABC and sanctions framework and associated policies, standards and conformance monitoring criteria.
Draft guidance documents, FAQs and other educational materials to be used in internal communications to business stakeholders on key policy requirements.
Manage the administration of AML, ABC and sanctions framework and policy updates as needed.Ensure that internal policy standards are met with respect to completeness, sustainability and clarity as business landscape evolves.
Prepare high quality analyses of audit findings, internal and external case studies, and stakeholder feedback for review with team management to identify possible framework gaps to be addressed.
Leverage team's relationships with specialist compliance teams and business line compliance to establish network of contacts and stay informed on evolving framework and training requirements.
Seek out opportunities to partner with colleagues in adjacent support functions, including legal, HR and risk management, in the design and optimization of AML, ABC and sanctions framework and associated training content.
Organize and/or participate in industry roundtables and other forums to form relationships with external counterparts and regulators, and to stay current on latest themes in AML, ABC and sanctions landscape.
Reach out to colleagues in other framework teams to promote collaboration on themes or risk areas where there is overlap.
POSITION SPECIFICATIONS:
Demonstrate an awareness of key regulatory risks and requirements by providing timely, high quality support to AML, ABC and sanctions framework, policies and stakeholder guidance materials.
Monitor briefings and other communications from key regulators on a continuous basis to identify emerging themes or changes.
Apply subject matter expertise in producing high quality analysis of audits, industry case studies and stakeholder feedback to inform continuous improvement of AML, ABC and sanctions framework and communications.
Leverage network of internal colleagues, competitive counterparts and regulatory contacts to stay current on AML, ABC and sanctions landscape.Qualifications and Skills
Recommended years of experience: 2+
EOE STATEMENT
We are an equal employment opportunity employer.
All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, disability status, protected veteran status or any other characteristic protected by law.
CCPA DISCLOSURE
Personal Information Collection Notice:
This notice contains information under the California Consumer Privacy Act (CCPA) about the categories of personal information (PI) of California residents that Manufacturers Bank collects and the business or commercial purpose(s) for which the PI may be used.
We do not sell PI.More information about our collection and use of PI may be found in our CCPA Privacy Policy at Persons with disabilities may contact our Customer Contact Center toll-free at to request the information in this Notice in an alternative format.
#J-18808-Ljbffr