VP, Compliance Equity Capital Markets - Saint Petersburg

The Director for Capital Markets & Advisory (CMA) Compliance provides strategic leadership and oversight for the CMA compliance program. · Develops and executes compliance strategies to mitigate risk. · Ensures alignment with enterprise objectives. · ...

This senior advisor role involves ensuring compliance with securities and banking rules and regulations within a Business Unit. · The ideal candidate will have extensive knowledge of securities industry concepts and practices, · a bachelor's degree in a related field, · and at le ...

The Senior Advisor Compliance Capital Markets will work under general supervision using extensive knowledge and skills to ensure compliance with all securities rules and regulations. They will coordinate compliance functions guide efforts act as a liaison between functional areas ...

Job Description · Are you curious, motivated, and forward-thinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is ...

The summer associate will focus on dashboard reporting and analysis in a fast-paced business with various analytical projects.This role calls for someone interested in learning the reporting and analysis side of the lending business. · ...

This role is with Raymond James. WayUp is partnering with Raymond James to hire top talent. · One of the largest independent financial services firms in the country could be the place you build a career beyond your expectations. · ...

As general counsel for the Fixed Income Capital Markets business, you will serve as legal coverage and have meaningful ownership of legal matters supporting institutional trading and capital markets activity. · ...

The Assistant General Counsel will provide legal support to the Fixed Income Capital Markets division of Raymond James. · Serve as legal coverage for the Fixed Income Capital Markets business. · Draft, review, negotiate, and advise on a broad range of agreements. · ...

The Assistant General Counsel will provide legal support to the Fixed Income Capital Markets (FICM) division of Raymond James. · The role is transaction-focused and requires hands-on experience with fixed income products and derivatives transactions. · Key qualifications include ...

+The Client Portfolio Manager AVP role will be integral to the Investment Management and Research team. We are seeking a knowledgeable and dynamic person to join our team, focused on supporting the portfolio management process and client coverage. · ...

The seasonal associate will support the department by assisting with day-to-day technology operations and project work. This role provides hands-on experience with enterprise systems used in Capital Markets while helping ensure smooth technical operations. · Pursuing a Degree in ...

DescriptionMinimum of 10+ years of experience as a Business Analyst in the capital markets industry. · Proven experience as a Business Analyst in the Capital Markets industry, with a deep understanding of financial instruments, trading platforms, and market infrastructure. · Cond ...

We're actively looking for a dynamic, · highly motivated, · rock star intern to help support the Marketing and Social Media side across all business lines, · services and verticals. · Create& manage weekly and monthly internal reports tracking marketing and social media engagemen ...

Our sales approach begins by identifying customer demands before they become challenges. We're committed to delivering customer success through our comprehensive expertise in guestroom automation and energy management software and technology. · The Sr Sales Representative will be ...

The Senior Manager of Regulatory Capital and Liquidity will be responsible for capital and liquidity risk management, · regulatory reporting for a national trust bank. · Lead the execution of capital and liquidity risk management strategies in alignment with regulatory requiremen ...

The Senior Manager of Regulatory Capital and Liquidity will be responsible for capital and liquidity risk management, · regulatory reporting for a national trust bank. · This role requires expertise in financial regulations, · capital planning,and liquidity oversight, · with a st ...

Business Development, Marketing & Relationships Associate · Location (St Petersburg, FL): Flexible - In Person, Hybrid or Remote · Start Date: Flexible – Immediate or March 2026 · Hours: Part Time and Hours/Week Commitment (estimate 10-15 hours +/- per week) · Compensation: Flexi ...

An individual contributor with recognized skills in a specialized role in the field of Investment Banking. · ...

The Scenario Design and Stress Testing Function within Enterprise Risk Management is responsible for facilitating the development of stress scenarios across Risk Stripes Business Units and Product lines to facilitate both Internal Risk Management as well as Regulatory requirement ...

Galatea is looking for a Financial Software Engineer to join our growing team We are at the center of the digital revolution in finance and are looking for engineers who want to be part of helping to build and improve key systems used by our Capital Market clients. · As a Financi ...