Senior Manager Controls and Oversight - Minneapolis, MN

Only for registered members Minneapolis, MN , United States

1 week ago

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Job summary

This position will be responsible to establish and execute controls and supervision for FINRA defined covered functions and contractional SLAs applicable to the department which may include additional regulators on top of FINRA.

Responsibilities

  • Draft, publish, and execute operational and business risk policies, WSPs, and procedures.
  • Establish key requirements to validate controls are embedded into project management milestones and key success factors.

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