Senior Manager Controls and Oversight - Minneapolis, MN
1 week ago

Job summary
This position will be responsible to establish and execute controls and supervision for FINRA defined covered functions and contractional SLAs applicable to the department which may include additional regulators on top of FINRA.
Responsibilities
- Draft, publish, and execute operational and business risk policies, WSPs, and procedures.
- Establish key requirements to validate controls are embedded into project management milestones and key success factors.
Job description
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.
Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.
Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Access all high-level positions and get the job of your dreams.
Similar jobs
Senior Manager Controls and Oversight
1 week ago
This position will be responsible to establish and execute controls and supervision for FINRA defined covered functions and contractional SLAs applicable to the department which may include additional regulators on top of FINRA. · ...
Senior Manager Controls and Oversight
1 week ago
This position will be responsible for establishing and executing controls and supervision for FINRA defined covered functions. ...
Manager, Financial Crimes Oversight Testing U.S
1 month ago
This role will conduct financial crimes oversight testing on US business units' AML controls. · Execute the U.S. Financial Crimes Oversight Testing Schedule, · Conduct regular oversight testing of key AML program controls, · ...
Pharmacy Buyer
3 weeks ago
Pharmacy Buyer purchases pharmaceuticals and manages financial accounts and controlled substances processes. · Responsible for receiving process in all appropriate pharmacy locations. · ...
Project Manager
1 month ago
Provides overall leadership coordination and oversight for data staff augmentation services supporting a police department's data analytics reporting and consent decree compliance activities Acts as the primary liaison between City stakeholders and the analytics team while ensuri ...
Manager, Financial Crimes Oversight Testing U.S
1 month ago
This role will conduct financial crimes oversight testing on US business units' AML controls. This requires proactive participation with oversight scoping fieldwork and reporting. · The role will present findings to relevant stakeholders and escalate issues to senior management w ...
Project Manager
1 month ago
Provides overall leadership coordination and oversight for data staff augmentation services supporting a police department's data analytics reporting and consent decree compliance activities. · ...
E&C Engineer #: 25-16218
3 weeks ago
The E&C Engineer III provides mechanical and electrical engineering expertise for thermal generation projects including natural gas power plants. · Provide mechanical and electrical engineering support for natural gas and thermal generation projects. · Evaluate system performance ...
Program Manager
2 weeks ago
The Program Manager III provides enterprise-level quality assurance oversight for major capital construction projects within the NSP region, · Lead quality assurance (QA/QC) oversight for major capital and O&M projects, · Implement and manage standardized quality construction pro ...
E&C Project Engineer
1 week ago
This position is responsible for the design, modeling, development and testing of a machine or system. · ...
Lead Financial Controls Analyst
1 day ago
The Enterprise COSO Testing team within the Enterprise Controls and Oversight group will have enterprise-wide exposure to key stakeholders within the external financial and regulatory reporting infrastructure. · Lead annual scoping and testing plan development · Supervise review ...
Lead Financial Controls Analyst
1 month ago
Wells Fargo is seeking a Lead Financial Controls Analyst within the Enterprise COSO testing team. · ...
Chief Financial Officer
4 weeks ago
This is a confidential search for a Chief Financial Officer to join a long-established, privately held manufacturing company as part of a planned executive transition. · The role offers true enterprise-level responsibility while maintaining close proximity to the business. ...
E&C Engineer #: 25-16218
2 weeks ago
The E&C Engineer III provides mechanical and electrical engineering expertise for thermal generation projects. · ...
Chief Financial Officer
1 week ago
+This is a confidential search for a Chief Financial Officer to join a long-established, privately held manufacturing company as part of a planned executive transition. · ...
COO AI COE Program Initiative Leader
1 month ago
We're looking for an AI Program Initiative Leader - Business Execution Director to join our Chief Operating Office (COO) Artificial Intelligence Center of Excellence. · This senior leadership role will drive the program governance of Generative and Agentic AI (GenAI) initiatives ...
Treasury Manager
2 days ago
A well established and growing organization is seeking a Treasury Manager to lead cash management and treasury operations across a domestic portfolio. · This is a hands-on role for a seasoned treasury professional who enjoys owning the function, improving processes, · and serving ...
Chief Financial Officer
1 week ago
This is a confidential search for a Chief Financial Officer to join a long-established, privately held manufacturing company as part of a planned executive transition. · ...
Maintenance Control Operations Manager
1 month ago
About Sun Country Airlines · We're not your average airline. We're agile, resilient, and full of unique opportunity.Here, you can grow as part of an ambitious team that safely and collectively supports each other, our travelers, and our community. · Tgether we are making travel m ...
Payments Fraud Manager 1
3 weeks ago
We help protect brands from financial crime and other corporate misconduct, and empower government organizations with advanced tradecraft and technology to combat emerging and evolving threats. · ...