Chief Risk Officer - Middletown, NY

The Risk Officer is responsible for supervisory compliance and risk functions. · This role reports to the Senior Risk Officer and has accountability for maintaining a controlled environment through adherence of business ethics and practices. The Risk Officer keeps the Senior Risk ...

+The Risk Officer is responsible for supervising business ethics, compliance practices adhering Federal laws regulations policies. · +Bachelor's degree required or equivalent education or experience. · Previous industry experience. · Active Series licenses as required for role o ...

The Risk Officer is responsible for supervisory compliance risk functions and maintains a consistent controlled environment through adherence to Federal State and Local laws Morgan Stanley Wealth Management policies and other regulations. · Primary responsibility for all risk sup ...

The Risk Officer role involves supervisory, compliance, and risk functions. They maintain a controlled environment through adherence to business ethics and practices. · ...

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. · Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s) · Facilitates any supervisory inquiry or process that requires escalati ...

We work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open, just like our spaces. · We bring out the best in each other through collaboration. Through our countle ...

Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. · A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. · The National Risk Officer is res ...

The Senior Risk Officer is responsible for a wide variety of supervisory compliance and risk functions related to the Market. In conjunction with the Market Executive and other Risk Officers within the Market the Senior Risk Officer has accountability in the Market for maintainin ...

We are seeking a Market Risk Officer to oversee credit trading activities and ensure robust risk oversight in a dynamic, global financial environment. · We want someone who can identify and evaluate market risks across Investment Grade/High Yield Credit and Structured Products (C ...

Assist Credit Risk Manager to manage all aspects of credit risk of the loan portfolio/credit exposure · Perform independent credit risk assessment of credit proposals for accuracy and completeness · ...

Join us as a Credit Risk Officer - VP to contribute to the assessment and monitoring of asset-backed securitization transactions across a variety of structures. · Analysis of complex financial information and business models of LevFin, SLF, and Hedge Fund clients to assess their ...

The Capital One Legal department is seeking a Risk Manager for its Legal Risk Office. · Lead efforts to ensure that Legal risk processes and work are robust, well-managed, and continuously improved · ...

We are seeking a Compliance Risk Assessment Officer to support one of our CIB clients in New York.This role will focus on leading and executing the annual Compliance Risk Assessment process, · ensuring that compliance risks are properly identified, · documented, · and managed acr ...

This job description represents a sample Investment Risk Officer position commonly found through the Career Launch AI Talent Network. · ...

We are seeking a Compliance Risk Assessment Officer to support one of our CIB clients in New York. · ...

Bessemer Trust is seeking an IT Compliance Officer to join the firm's Compliance Department.The position will be responsible for validating that Bessemer Trust's information technology programs adhere to regulatory requirements/expectations. · ...

In this role, you'll contribute to the assessment and monitoring of asset-backed securitization transactions across a variety of structures. · ...

We're seeking a Market Risk Officer to oversee credit trading activities and ensure robust risk oversight in a dynamic, global financial environment. · Provide oversight of the Credit Trading desk and monitor market risk exposure. · Ensure compliance with trading desk limits and ...

We value clear communication, thoughtful problem solving and a proactive mindset that supports continuous improvement and engagement. · Experience in credit risk focused on Asset Backed Securitization · Understanding of cash flow modeling and legal transaction structures · ...

+Provide oversight of the Credit Trading desk by working with the traders on a daily basis to understand the trading portfolio and the related market risk exposure. · +Approximately 2-4 years' experience in market risk management specifically in credit and structured credit desk ...

The anticipated salary range for this role is between $155,000 and $195, · ...