Compliance Officer - Brooklyn, OH

The Compliance Officer will provide support to various lines of business by researching, interpreting and assisting with applying the assigned laws and regulations to each applicable line of business. · Provide oversight activities · Mitigate risks · ...

As part of Key's second line of defense Compliance Risk Management function the Complaint's Management Compliance Officer is responsible for helping to execute a robust and effective compliance complaints program collaborating across the three lines of defense to reinforce risk a ...

The Compliance Officer will provide support to various lines of business by researching, interpreting and assisting with applying the assigned laws and regulations to each applicable line of business. The role involves providing consultative advice across all lines of business re ...

The Regional Compliance Officer ensures Key Investment Services LLC meets regulatory and internal standards by conducting branch inspections providing compliance training drafting and updating policies offering advice guidance investigating potential fraud elder abuse claims and ...

The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary responsibility is conducting branch inspections though this role also involves providing compliance training drafting and updating policies providi ...

The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. Conducting branch inspections, providing compliance training, drafting and updating policies are the main responsibilities of this position. · Bachelor's Degre ...

Sr Compliance Officer Reviews evaluates and/or investigates compliance issues throughout Summa Health System Collaborates with Internal Audit to monitor systems in place to promote compliance Conducts fraud and compliance awareness training Provides an organizational culture that ...

The Contract Compliance Officer position involves effectuating contracts, establishing operative procedures, reposting forms, and recommending regulations for facilitation of such Program. · ...

The Compliance Officer will be a member of the Consumer Lending Compliance team within Compliance Risk Management. The Compliance Officer will provide support to various lines of business by researching, interpreting and assisting with applying the assigned laws and regulations t ...

The Compliance Officer will be a member of the Consumer Lending Compliance team within Compliance Risk Management.The Compliance Officer will provide support to various lines of business by researching, interpreting and assisting with applying the assigned laws and regulations to ...

This is a full-time hybrid role for a Compliance Officer at University Hospitals located in Shaker Heights OH with the flexibility of partial remote work. · Proficient in Compliance Management and Regulatory Compliance to ensure adherence to legal and organizational policies. · S ...

The Compliance Officer will provide support to various lines of business by researching, interpreting and assisting with applying the assigned laws and regulations to each applicable line of business. · Bachelor's degree or equivalent work experience; Juris Doctorate or CRCM pref ...

The Compliance Risk Management function is responsible for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and functional activities.The ideal candidate h ...

This position is part of Key's second line of defense Compliance Risk Management function. The ideal candidate has a functional knowledge of wealth management and trust/fiduciary compliance laws and regulations. · ...

The Operational and Compliance Risk Testing Officer will assist in the design and execution of operational risk testing and continuous monitoring for Key's second line of defense Compliance Risk Management function. · ...

This position assists in the design and execution of operational risk testing and continuous monitoring. · Serve on a team of risk evaluation and assurance professionals to provide an independent Second Line of Defense approach to risk-based monitoring and evaluation. · ...

+As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the 'REA Program') has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance and ...

A strategic and experienced Chief Compliance Officer to lead the enterprise-wide compliance program for a property and casualty insurance company. · ...

A strategic, experienced, · and collaborative Chief Compliance Officer (CCO) to lead · the enterprise-wide compliance program for our property · and casualty insurance company.QualificationsBachelor's degree in law, business, · finance, or related field; JD or advanced degree pre ...

We are seeking a Sr Compliance Officer to join our team at Summa Health System. The successful candidate will be responsible for reviewing and evaluating compliance issues throughout the organization, collaborating with Internal Audit and other departments to promote compliance w ...