Compliance Analyst - Newport Beach, United States - INSPYR Solutions

Description

Title:
Compliance Analyst (Rule Automation)


Location:
Newport Beach, CA

Duration: 6+ month contract


Compensation:
$30-35/hr.

Work Requirements:
US Citizen, GC Holders or Authorized to Work in the U.S.

If interested, please contact Margot Parsons at or call


Summary:

This is a challenging and exciting opportunity to work within the Legal & Compliance department, supporting our clients proprietary compliance system.

The Rule Automation Team is responsible for accurately coding and automating client, regulatory, and internal guidelines within the compliance system.

The Analyst will have broad exposure to the entire Investment Guideline Compliance process.

Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority including other teams within Legal & Compliance, Technology, Account Management, Product Strategy and the Trade Floor.

On a given day, your work might include: Creating, automating and maintaining compliance rules based on investment guidelines and regulations
Ensuring that the guideline interpretations of accounts' restrictions are accurately reflected in the compliance system
Researching and addressing various inquiries regarding the status or functionality of compliance rules
Testing and implementing new functionality within the compliance system
Participating in numerous analytical/technical ad hoc projects aimed at automating account guideline compliance

You will excel in this role if you: Have a strong sense of honesty and integrity
Quick learner and adaptable to learn new processes, concepts, and skills
Exhibit a strong commitment to quality and attention to detail
Possess excellent communication and interpersonal skills
Able to handle multiple, competing priorities and projects

You are going to need this to carry out the job: Minimum of a Bachelor's Degree (Accounting, Business, Finance or Economics preferred)
0 – 3 years of professional experience in compliance or the investment management industry

Basic knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives.

Intermediate/advanced working knowledge of MS Excel.

The following is preferred but not required: Experience with coding in a compliance system is ideal
Exposure to querying, particularly with SQL and Business Objects
Experience with Bloomberg
CFA designation or active status in the CFA program is a plus