Chief Compliance Officer

Persona responsable de garantizar que la organización cumpla con todas las normativas, requisitos contractuales, políticas internas y leyes aplicables relacionadas con las subvenciones y fondos recibidos. · Supervisión del Cumplimiento · Velar por el uso correcto de los fondos ot ...

This position works closely with key stakeholders to implement elements of the UH Compliance and Ethics Program to ensure compliance with new and existing federal, state, and local laws and regulations affecting University Hospitals Health System. · The Compliance Officer/Sr. Com ...

We are seeking an experienced Compliance Officer who will play a critical role in ensuring the firm operates and grows in full compliance with U.S. exchange rules, regulations, and applicable laws. · ...

A Compliance Officer role is available for approximately 4 months in Tallahassee. The job involves communicating with constituents, analyzing complaints, and providing customer service. · Contact constituents/complainants to discuss the details of the complaints that are filed. · ...

Serve as Compliance Officer for Fujifilm Biotechnologies offices in RTP and Holly Springs NC with flexibility to work remotely one day a week. · Act as main Compliance contact for corporate topics · Lead or assist in Compliance investigations · ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · Provide compliance advice on regulations governing financial and operational stability, · Oversee compliance ...

The Compliance Officer is responsible for developing and implementing a compliance program for business units that s/he supports to ensure adherence with state and federal laws and regulations. · ...

The Firm's Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. · Develop and implement policies and procedures across a variety of business units. · Coordinate with our global legal and compliance team to work on global initia ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, timely and accurate reporting and robust client asset protection. · Provide compliance advice on regulations g ...

We are seeking a Compliance Officer to join our team! · The successful candidate will administer the Regulatory Compliance Program and provide research and project management support to the management team. · This is an exciting opportunity for someone who enjoys working in compl ...

We are seeking an experienced Compliance Officer – Credit Card Marketing & Consumer Protection to join our Compliance Department. · The successful candidate will be responsible for ensuring that all advertising and marketing communications relating to our credit card products com ...

This role is for a Compliance Officer who will oversee and ensure adherence to regulatory compliance requirements. The officer will develop and maintain compliance programs, policies, and procedures. · Oversight of the organization's adherence to regulatory compliance requirement ...

We are the movers of the world and the makers of the future. We get up every day, roll up our sleeves and build a better world together. · Ford Motor Credit Company has received regulatory conditional approval to form Ford Credit Bank in Salt Lake City, · Utah to finance new Ford ...

The Compliance Officer will be a member of the Consumer Lending Servicing Compliance team within Compliance Risk Management. · The Compliance Officer will provide support to various lines of business by researching, interpreting and assisting with applying the assigned laws and r ...

The Compliance Officer will serve as an integral member of client service teams, · working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · Managing 15 or more client relationships. · Developing a comprehens ...

The Compliance Officer will support the AML Enterprise Risk Assessment team by performing key activities related to the execution of Financial Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments.The Compliance Officer will assist with c ...

Cincinnati Ohio Police Federal Credit Union (COPFCU) is seeking a knowledgeable and detail-oriented Compliance Officer to lead and strengthen our regulatory compliance and internal audit functions. · ...

We see the world differently at Capstone Investment Advisors. You will too. · Capstone Investment Advisors LLC is a global asset manager dedicated to exploring alpha opportunities in derivatives and complementary strategies persisting across market cycles. · ...

The Compliance Officer will provide subject matter expertise of federal regulations and second line of defense oversight to various lines of business.They will conduct compliance monitoring and testing to ensure compliance risks are mitigated according to Key's Risk & Control Sel ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...

(Officer level based on experience) · Location: Park Ridge · Reports to: SVP, Director of Regulatory Compliance · Schedule: Monday–Friday | 8:00 a.m. – 5:00 p.m. · Why Work at Lakeside Bank? · Lakeside Bank offers compliance professionals the chance to make a real impact—without ...