Customs Compliance Analyst

The Senior Compliance Analyst position is responsible for ensuring that the Trust Division adheres to all appropriate compliance, policies, procedures, laws and regulations. · Prepare compliance policies and procedures. · Serve as a support for BSA/AML related tasks. · Manage com ...

We are seeking a detail-oriented Compliance Analyst to support Electric Compliance Performance and Excellence organization. · This role will focus on compliance data responses, quality control, · records management, · and audit-ready documentation. The ideal candidate is highly o ...

Quality Control Compliance Analyst ensures data requests are delivered with accuracy, consistency, and completeness. · ...

A financial services firm is seeking a Compliance Analyst - Blockchain to support its regulatory and monitoring functions. · ...

Atlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, · supporting Personal Trading and Code of Ethics compliance across U.S operations. · ...

The Compliance Analyst supports Electric Compliance Performance and Excellence by conducting research, data analysis, reporting, and quality control activities that enable accurate and compliant data responses.This role supports both Support Desk Compliance and Quality Control Co ...

Hartford Funds is seeking a motivated self-starter to serve as a Compliance Analyst supporting its broker-dealer. · ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

The Compliance Analyst reviews business processes and monitors for compliance risks to support the development and maintenance of policies aligned with governing regulations.This role involves high-level research auditing data analysis to identify anomalies mitigate risk and ensu ...

The Senior Compliance Analyst is responsible for supporting the organization's global compliance program by ensuring adherence to laws, regulations and internal policies. · ...

Optima Partners is seeking a motivated individual to join our Miami office as a Compliance Analyst. · ...

A Compliance Analyst is being sought by a specialized investment firm to join their Manhattan office. · Prepare and submit required regulatory filings in a timely and accurate manner. · Partner with compliance team members to support various business units on regulatory and polic ...

Seeking a Compliance Analyst to review business processes, monitor for compliance breaches, and help develop policies to adhere to governing regulations. · ...

wherever they call home. We enable better outcomes for patients and the healthcare organizations who support them. · ...

We are partnering with a leading global hedge fund to recruit a Compliance Analyst to join its US compliance team. · This role offers genuine visibility into compliance decision-making at a global investment firm.Key Responsibilities · Assist with trade surveillance, market abuse ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...

A growing investment management firm is hiring a Compliance Associate / Compliance Analyst to support its marketing compliance program.This role is heavily focused on reviewing marketing and investor communications to ensure compliance with SEC and FINRA regulations. ...

US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. · ...

The Analyst Compliance will assist in ensuring the Palms Resort & Casino is compliant with regulatory requirements. · Daily functions related to regulatory compliance obligations. · KYC investigations for due diligence purposes. · ...

This is a unique opportunity to join Optima Partners as a Compliance Analyst in their Miami office. · ...

+Job summary · We are seeking a detail-oriented and proactive Compliance Analyst to join our team. You will play a key role in ensuring that our Independent Consultants adhere to all relevant legal, regulatory, and ethical standards within the direct selling industry. · ,+Benefit ...