Compliance Officer - New York - Flow Traders

A global technology driven financial firm is seeking a Compliance Officer to support its legal and compliance program across multiple trading and operational teams. · ...

We see the world differently at Capstone Investment Advisors. You will too. · Capstone Investment Advisors LLC is a global asset manager dedicated to exploring alpha opportunities in derivatives and complementary strategies persisting across market cycles. · ...

A Compliance Officer opportunity with a leading financial firm and market maker providing liquidity across global markets. This role sits within the Legal and Compliance team and offers hands-on exposure to AML policy implementation and compliance monitoring in a dynamic trading ...

Compliance Officer - Quant Trading and Analytics · Location: New York, NY · About the Role · We're looking for a highly analytical Compliance Officer - Quant Trading and Analytics to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, and ...

We're looking for a highly analytical Compliance Officer - Quant Trading to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, · and supporting quantitative and algorithmic trading workflows.Data & Trade Analysis Review daily trading data ...

Description · Compliance Officer – Operations & Regulatory Reporting Oversight · Description: · The desired candidate has mid to senior level experience providing compliance advisory support for Operations and Regulatory Reporting Groups.  · Role Overview  · The Regulatory & Repo ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · Provide compliance advice on regulations governing financial and operational stability, · Oversee compliance ...

The candidate will contribute to the compliance team of a leading investment management firm, focusing on U.S. Registered Funds and ensuring adherence to regulatory standards.Support the Chief Compliance Officer in managing compliance programs, governance matters, and regulatory ...

The Firm is looking for someone to oversee compliance for their investment banking division. The ideal candidate must have experience in Private Side Compliance and be licensed with at least a Series 24 and 79. · Candidates must also have thorough knowledge of FINRA and SEC rules ...

A hedge fund specializing in special situations and private debt investments is seeking a Compliance Officer to lead its compliance function in New York. · The firm focuses on senior-secured investments and utilizes highly structured vehicles to drive targeted returns for its inv ...

The Firm's Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. · Develop and implement policies and procedures across a variety of business units. · Coordinate with our global legal and compliance team to work on global initia ...

We value self-motivated and analytical people who take a practical and effective approach to problems. · This role offers broad exposure, autonomy, · and the opportunity to shape firm-wide controls within our entrepreneurial and innovative culture. ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, timely and accurate reporting and robust client asset protection. · Provide compliance advice on regulations g ...

This is Adyen · Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  · For our teams, we create ...

We are looking for a qualified and enthusiastic candidate to join the firm's global Legal and Compliance team in a Senior Compliance Officer role. This is a full-time position based out of Capstone's New York City headquarters. · Manage the trade compliance practice area; · Provi ...

The desired candidate has mid to senior level experience providing compliance advisory support for Operations and Regulatory Reporting Groups. The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams ...

An opportunity with a global proprietary trading firm in New York that is looking to add a Compliance Officer to its growing compliance team. · ...

Step into a pivotal role with our client as a Compliance Officer in New York. In this hybrid position, you will oversee the firm's compliance program and collaborate with internal teams to maintain a robust compliance culture. · ...

Contribute to the compliance team of a leading investment management firm, focusing on U.S. Registered Funds and ensuring adherence to regulatory standards. · ...

Our client seeks Compliance Officer for enterprise-wide compliance program focusing on review of U.S. · Serve as central reviewer of marketing materials: presentations, pitchbooks... · ...