Senior Compliance Analyst - Eatontown

The Sr Compliance Analyst is responsible for drafting and filing policy forms, reviewing advertising/marketing materials to ensure compliance with laws and regulations, · Drafting and filing policy forms. · Reviewing advertising/marketing materials for compliance. · ...

Monitor and evaluate the IT infrastructure and processes of an organization to identify risks and implement controls. · ...

+The Senior Compliance Analyst will operate independently and in team-settings to draft and file policy forms, review advertising/marketing materials for adherence to laws, regulations and company guidelines. · ...

We move fast solve hard problems and take our work seriously — but never ourselves. · Facilitate and monitor subscriber compliance reporting requirements including tracking deadlines to ensure accurate complete and timely submission across utilities markets and program administra ...

Solar Landscape is the leading commercial rooftop solar developer in the U.S. We're changing that fast by turning rooftops into local power plants.By working with us you'll be part of a high-performance environment where we value clear thinking and execution. · We are seeking a C ...

· About Us · Solar Landscape is the leading commercial rooftop solar developer in the U.S. Only 4% of commercial rooftops host solar today — we're changing that, fast. Commercial rooftop solar is the fastest, smartest way to build new clean power — delivering megawatts of genera ...

We are seeking a Compliance Analyst to support subscriber compliance activities across our growing community solar portfolio. · This role is ideal for early career professionals or recent graduates with 1+ years of experience who are detail oriented, organized, and excited to bui ...

The Compliance & Privacy Analyst serves as a key steward of client trust by managing security questionnaires, · privacy assessments, · and regulatory compliance activities.Familiarity with frameworks like SOC2,NIST,ISO 27701, · ...

+Weareseekingacollaborativeanddetail‐orientedComplianceAnalyst · (preferably with experience at an investment bank or other regulated financial services or asset · management firm) to support our compliance program. · +Bachelor's degree 2‐4 years of experience in compliance, ris ...

A Compliance Analyst is being sought by a specialized investment firm to join their Manhattan office. · Prepare and submit required regulatory filings in a timely and accurate manner. · Partner with compliance team members to support various business units on regulatory and polic ...

The FIU Analyst may also be a subject matter expert in nuanced areas of TM and responsible for training newer hires.The FIU Analyst may be tasked with the supervision and quality control of the staff's completion of alert reviews and SAR filings on a temporary basis. · ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

A Compliance Analyst will focus on surveillance and monitoring activities while collaborating closely with legal, compliance, technology, and business stakeholders to support the firm's regulatory obligations. · Analyze outputs from internal surveillance tools to identify potenti ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...

US investment bank seeks to hire an Analyst to join the Legal and Compliance department for the Core Compliance Regulatory group. · ...

We are partnering with a leading global hedge fund to recruit a Compliance Analyst to join its US compliance team. · This role offers genuine visibility into compliance decision-making at a global investment firm.Key Responsibilities · Assist with trade surveillance, market abuse ...

A Top-Tier Investment Management Firm in NYC is seeking a Compliance Analyst for a full-time position. · ...

The Compliance & Privacy Analyst serves as a key steward of client trust by managing security questionnaires, privacy assessments, · & regulatory compliance activities. · ...

+We are seeking a hardworking and analytical professional to join as their Compliance Analyst. · ...