Compliance Analyst

The Senior Compliance Analyst position is responsible for ensuring that the Trust Division adheres to all appropriate compliance, policies, procedures, laws and regulations. · Prepare compliance policies and procedures. · Serve as a support for BSA/AML related tasks. · Manage com ...

Atlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, · supporting Personal Trading and Code of Ethics compliance across U.S. · operations.In this temporary role you will manage employee disclosures, · trade monitoring,and regulatory documentat ...

This role supports Compliance as a Service (CaaS) investigations, providing AML investigative and regulatory reporting support for newly acquired businesses and payment processing entities. · Conduct AML investigations on customer and transaction activity · Identify suspicious ac ...

Quality Control Compliance Analyst ensures data requests are delivered with accuracy, consistency, and completeness. · ...

We are seeking a detail-oriented Compliance Analyst to support Electric Compliance Performance and Excellence organization. · This role will focus on compliance data responses, quality control, · records management, · and audit-ready documentation. The ideal candidate is highly o ...

+Job summary · This individual will assist with TRC activities, including IT Policy, risk practices, compliance with relevant regulatory and certification requirements. · +Bullet points:Bachelor's degree. · 2+ years of experience in IT Compliance, IT Audit, IT Security or Cloud S ...

+Our client, a tech-driven financial services organization, is seeking a skilled and self-motivated Compliance Analyst to serve as a key Subject Matter Expert (SME) on regulatory matters. · +Serve as an SME on compliance requirements related to variable products and marketing con ...

We're seeking a detail-oriented and motivated IT Compliance Analyst to support ongoing technology compliance initiatives across various regulatory frameworks. · Coordinate and execute recurring compliance activities including user access reviews, termination audits, and privilege ...

Constantly expanding the quality and reach of our care to our patients and communities creates even more opportunity for the best healthcare professionals in Atlanta and beyond. Discover all the possibilities of a career at Northside today. · ...

The Compliance Analyst will support the firm's compliance program with a focus on capital markets and trading activities. · This role is ideal for a detail-oriented professional with foundational compliance or regulatory experience who is looking to grow within a fast-paced hedge ...

The Compliance Analyst supports Electric Compliance Performance and Excellence by conducting research, data analysis, reporting, and quality control activities that enable accurate and compliant data responses.This role supports both Support Desk Compliance and Quality Control Co ...

Join our team as we help shape the future. · Hartford Funds is seeking a motivated self-starter to serve as a Compliance Analyst supporting its broker-dealer, · HFD primarily functions as a limited purpose broker/dealer focused on the marketing and distribution of professionally ...

As a Regulatory Compliance Analyst you will play a key role in ensuring compliance across operational performance areas such as billing enrollment and claims. · You will research and interpret state and federal regulations including the Affordable Care Act and provide actionable ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...

This entry-level opportunity is perfect for detail-oriented individuals who can translate complex technical concepts into simple guidance. · ...

Thisisalong-termcontractopportunityforadetail-orientedprofessionalwho canevaluateprocesses,validate dataandsystemusage,supportauditsandreviews,andproduceclear,actionable reportingforleadership. · ...

The Compliance Analyst reviews business processes and monitors for compliance risks to support the development and maintenance of policies aligned with governing regulations.This role involves high-level research auditing data analysis to identify anomalies mitigate risk and ensu ...

Job summaryThe Compliance Analyst supports NERC compliance programs by conducting reviews and analysis of compliance evidence. They will report to their supervisor/manager for day-to-day job functions. · Key responsibilities include producing high-quality compliance deliverables, ...

Optima Partners is seeking a motivated individual to join our Miami office as a Compliance Analyst. · ...

As a compliance analyst you will support the compliance team and ensure that the firm adheres to all applicable laws regulations and internal policies. · ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...