-
Manager, Financial Crimes Compliance
2 days ago
THE BANK OF NEW YORK MELLON CORPORATION Lake Mary, United StatesBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or adm ...
-
THE BANK OF NEW YORK MELLON CORPORATION Lake Mary, United StatesBring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or ...
-
Business/Data Analyst
1 week ago
Apex Systems Lake Mary, United StatesData/Business AnalystWork with the business stakeholders to determine both functionaland data requirementsCollectbusiness data from multiple sourcesWrite simple to complex queries or data transformation scripts using SQL and PythonUse large data sets to define KPIs and generate r ...
-
Business/Data Analyst
6 days ago
Apex Systems Lake Mary, United StatesData/Business AnalystWork with the business stakeholders to determine both functionaland data requirements · Collectbusiness data from multiple sources · Write simple to complex queries or data transformation scripts using SQL and Python · Use large data sets to define KPIs an ...
-
Fraud Specialist
3 days ago
Addition Financial Lake Mary, United StatesWe are Addition Financial, a member-owned, not-for-profit financial cooperative, offering comprehensive financial solutions that help members achieve their financial goals. Shareholder profits don't drive us and never have. Since 1937, we've been on a mission to bring financial s ...
-
Vice President, Sanctions Compliance
2 weeks ago
BNY Mellon Lake Mary, United StatesBring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or a ...
-
Vice President, Sanctions Compliance
2 weeks ago
BNY Mellon San Francisco, United States PermanentBring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or ...
-
SAP Security Administrator
1 week ago
FARO Technologies Lake Mary, United StatesFARO is an imaging company - and an imagining company. We envision a better, more insightful, and more powerful world realized through digital 3D means and measurement · technologies. Right from the start, we have helped our customers make better decisions - faster and more accu ...
-
Global KYC Program Implementation Specialist
1 week ago
The Bank of New York Mellon Lake Mary, United StatesBring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or ...
-
Director, Business Applications
1 week ago
FARO Technologies Lake Mary, United StatesFARO is an imaging company - and an imagining company. We envision a better, more insightful, and more powerful world realized through digital 3D means and measurement technologies. Right from the start, we have helped our customers make better decisions - faster and more accurat ...
-
The Bank of New York Mellon Lake Mary, United StatesBring your ideas. Make history.BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or admi ...
-
Director, Business Applications
2 weeks ago
FARO Technologies Lake Mary, United StatesFARO is an imaging company - and an imagining company. We envision a better, more insightful, and more powerful world realized through digital 3D means and measurement technologies. Right from the start, we have helped our customers make better decisions - faster and more accurat ...
-
Machinist III
1 week ago
Faro Technologies Lake Mary, United States Full timeFARO is an imaging company - and an imagining company. We envision a better, more insightful, and more powerful world realized through digital 3D means and measurement technologies. Right from the start, we have helped our customers make better decisions - faster and more accurat ...
-
Machinist III
2 weeks ago
Faro Technologies Lake Mary, United StatesFARO is an imaging company - and an imagining company. We envision a better, more insightful, and more powerful world realized through digital 3D means and measurement technologies. Right from the start, we have helped our customers make better decisions - faster and more accurat ...
-
Full Stack Java Engineer
4 weeks ago
Saxon Global Lake Mary, United StatesFull Stack Java Developer: · ResponsibilitiesProgramming well-designed, testable, efficient code. · Analyze, design and develop tests and test-automation suites. · Develop flowcharts, layouts and documentation to satisfy requirements and solutions. · Maintain software functio ...
-
Vice President, Sanctions Compliance
2 weeks ago
BNY Mellon Lake Mary, United StatesVice President, Sanctions Compliance & Control · Vice President, Sanctions Compliance & Control · Overview · Bring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of t ...
-
CFA Institute Lake Mary, United StatesOverview · Bring your ideas. Make history. · BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, cust ...
-
Police Officer
2 weeks ago
City of Casselberry, FL Casselberry, United StatesSalary : $48, $67,143.44 Annually · Location : City of Casselberry, FL · Job Type: Full-time · Job Number: · Department: Police · Opening Date: 01/03/2023 · General Description · Under general direction, to perform police duties, such as; foot patrol, motorized patrol withi ...
-
SAP Security Administrator
2 weeks ago
FARO Technologies Lake Mary, United StatesFARO is an imaging company - and an imagining company. We envision a better, more insightful, and more powerful world realized through digital 3D means and measurement · technologies. Right from the start, we have helped our customers make better decisions - faster and more accur ...
-
Property and Evidence Custodian
1 week ago
Crime Scene Investigator Maitland, United StatesCrime Scene Investigator/Property and Evidence Custodian · Maitland Police Department, Maitland, Florida · Final Filing Date: · June 18, 2024 · Under the general direction of the Police Chief or designee, performs a variety of skilled technical tasks in support of law enforcem ...
Vice President, Compliance and Control-Financial Crimes Compliance - Lake Mary, United States - BNY Mellon
Description
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology.We are one of the worlds top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration.
Known as the "bank of banks" - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.
With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn.
Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself.
This is what #LifeAtBNYMellon is all about.We're seeking a future team member for the role of Vice President, Compliance and Control-Financial Crimes Compliance (FCC) Advisory (Corporate Trust (CT), Asset Servicing & Digital (ASD), Depositary Receipts (DR) to join our Risk & Compliance team.
This role is located in Pittsburgh, PA / Lake Mary, FL. – HybridIn this role, you'll make an impact in the following ways:
BNYM's global Financial Crimes Compliance group is responsible for the Firm wide Anti-Money
Laundering (AML)/Know Your Customer (KYC)/Customer Due diligence (CDD) and Economics Sanctions Compliance (collectively "FCC") Program. The team provides oversight of the day-to-day and strategic implementation of the Firm's enterprise-wide financial crime prevention efforts. This includes providing the appropriate governance, oversight and execution of the Firm's FCC programs.
Part of the responsibility includes providing expertise, guidance, and support/challenge to all BNY Mellon businesses globally on FCC policies and requirements, including the various dedicated KYC utilities that assist the businesses in implementing FCC requirements globally.
This role includes the application of FCC regulatory knowledge and industry experience to continually enhance and sustain a robust set of FCC requirements and provision of advice on an ongoing basis.
The incumbent must work effectively with multiple stakeholders within the institution to enhance their understanding of compliance and overall enterprise risks, as well as the risk management and implementation of mitigating control as SME around FCC Compliance (including USA PATRIOT Act/Bank Secrecy Act and various EMEA and APAC AML regulations).
Supporting CT, ASD, DR, to enhance their understanding of financial crimes compliance and overall enterprise risks, as well as the risk management and implementation of mitigating controls.
Based on assessments of controls, advise business units on the implementation of improvements and the completion of appropriate documentation when control changes are made.
Independently contributes to global compliance and associated control environments and striking the balance between serving as a trusted advisor to the businesses and encouraging a culture of robust challenge to the businesses.
Analyzing existing and proposed legislation, regulatory announcements, and industry practices to advise BNY Mellon businesses, KYC operations and other stakeholders in developing and implementing procedures to meet existing and upcoming requirements and verify compliance with complex regulatory and policy requirements; make recommendations on compliance risks as well as benchmarkCompliance processes and workflows against evolving industry standards.
Providing enterprise-wide advice on entire business units strategy changes to further improve their ability to remain in compliance with or become compliant with organizational policies and regulations.
Provision of strategic advice and inputs to the FCC compliance policy and standards development process in the areas pertaining to U.S.
and global regulations by working with key compliance partners in respective EU countries where BNY Mellon has a presence. Provide strategic guidance and inputs for risk assessments in the relevant subject matter areas.Working with multiple stakeholders within the institution to enhance their understanding of compliance and overall enterprise risks, as well as the risk management and implementation of mitigating controls.
Supporting the governance and oversight at the business level of firm-wide AML/KYC/OFAC efforts to plan, coordinate, and track the implementation of the Firm's Global KYC policy standards.
Coordination with FCC colleagues on the implementation and continued maintenance of Customer and Product Risk Rating methodology and controls.Based on assessments of controls, advise business units on the implementation of improvements and the completion of appropriate documentation when control changes are made.
Provide day to day Financial Crimes Compliance (FCC) advisory and challenge for the following businesses: (CT, ASD, and DR) AML/KYC practices/protocols, including but not limited to, approval of High-Risk customer approvals, escalations, and advisory support to the business.
Review negative news as it relates to the business customers, beneficial owners etc., and when a financial crimes risk is identified; ensure the information, and any mitigants, are presented to proper governance committees, as required.
Review, challenge, and approval of the businesses' Financial Crimes Risk Assessment, which requires an understanding of both business processes and appropriate risk ratings of the respective business.
Meet with business stakeholders and the customer due diligence (CDD) representative to determine any potential FCC risks which have been identified during business or root cause analysis (RCAs) which may have a financial crime impact.
Schedule periodic pro-active meetings with FCC peers across the firm's businesses to determine any FCC challenges that may exist and should be escalated to senior management to address accordingly.
To be successful in this role, we're seeking the following:Core skills required to achieving success in the role include knowledge and familiarity with U.S. and global AML Laws/Regulations including for Banks and NBFIs.
The ability to comprehend changes to laws and regulations including reporting impact of changes to colleagues and senior management are important with strong written and verbal skills in order to communicate with senior management and staff.
Able to provide training to businesses covered.Experience in defining and executing KYC change controls and periodic refresh strategy.
Operational knowledge of KYC rules implementation and maintenance.
The role includes the needs to assist in maintaining strong working relationships with outside regulators, government officials and senior business unit managers to ensure the timely delivery of information and increase the likelihood of favourable conditions for compliance activities.
Bachelor's degree or the equivalent combination of education and experience is required. MBA, or professional certification preferred.5-7 years of total work experience preferred.
Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with Banking/Payments and assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
At BNY Mellon, our inclusive culture speaks for itself.Here's a few of our awards:
Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion
Bloomberg's Gender Equality Index (GEI)
Human Rights Campaign Foundation, 100% score Corporate Equality Index
Best Places to Work for Disability Inclusion, Disability: IN – 100% score
100 Best Workplaces for Innovators, Fast Company
CDP's Climate Change 'A List'
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans.
Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work.
We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.#J-18808-Ljbffr
