SVP, Chief Compliance Officer - Plano

· Grow with us · About this opportunity: · Ericsson Inc. does not sponsor US work authorizations for this job position including H-1B, O-1, L-1 and TN. Ericsson also does not hire F-1's working on EAD for this position. · Ericsson is a world-leading global provider of high-perfo ...

Asher Med operates as a Management Service Organization (MSO), supporting wellness businesses and working with providers and pharmacies that deliver healthcare services nationwide. · ...

Asher Med is hiring a Healthcare Compliance Officer to help ensure operations consistently align with federal and state healthcare laws. · ...

We are looking for a SVP Chief Compliance Officer to ensure bank-wide compliance with all state and federal regulatory banking requirements. · The SVP Chief Compliance Officer is responsible for ensuring bank-wide compliance with all state and federal regulatory banking requireme ...

The SVP Chief Compliance Officer is responsible for ensuring bank-wide compliance with all state and federal regulatory banking requirements. · This role serves as the primary liaison with state and federal regulatory examinations related to safety and soundness consumer complian ...

The Tenet Compliance Officer reports directly to Tenet Compliance Lead, who reports directly to the Tenet Senior Director Compliance. The Tenet Compliance Officer is responsible for managing the implementation of Tenet's Ethics and Compliance Program in his or her assigned state. ...

· Position: Mortgage Compliance Officer · Location: Richardson, TX · Work Model: Hybrid after 90 days onsite · Schedule: Full time, salaried · Compensation: 70943 to 88678 base plus annual bonus · Overview · Our client is seeking a Mortgage Compliance Officer to support and main ...

· Full-time · Description · Position Purpose and Objectives · The Mortgage Compliance Officer is responsible for helping ensure that the Credit Union's mortgage lending activities comply with all applicable federal, state, and local laws and regulations. This role involves assis ...

Bring your expertise to JPMorgan Chase as part of Risk Management and Compliance. You help the firm grow its business in a responsible way by anticipating new and emerging risks. · Identify potential concerns and control issues, · ...

About Monet Bank · Monet Bank is pioneering the future of banking and money movement — faster, more efficient, and built for the modern financial ecosystem. · At our core, we believe Monet Bank is an essential bridge to the next generation of banking and payments infrastructure. ...

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. · ...

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. · ...

The Chief Compliance Officer directs all aspects of ETC Brokerage Services compliance affairs. · Monitors compliance with Company policy and regulatory guidelines to ensure compliance with FINRA, SEC, MSRB, State regulations, · ...

Overview · Who We Are · We are a community built on care. Our caregivers and supporting staff extend compassion to those in need, helping to improve the health and well-being of those we serve, and provide comfort and healing. Your community is our community. · Our Story · We sta ...

Title: Compliance Officer · Employee Classification: Compliance Officer · Campus: University of North Texas - Dallas · Division: DAL-Office of the President · SubDivision-Department: DAL-Office of the President · Department: DAL-Compliance Office-500500 · Job Location: Dallas · S ...

+The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · + · Responsibilities: · +Monitor and interpret FINRA, SEC, and state regulatory developments and assess their impact on the firm · ,+ · ,+,+5 years of progressiv ...

The Compliance Officer will serve as an integral member of client service teams, · working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. · Managing 15 or more client relationships. · Developing a comprehens ...

Overview · Who We Are · We are a community built on care. Our caregivers and supporting staff extend compassion to those in need, helping to improve the health and well-being of those we serve, and provide comfort and healing. Your community is our community. · Our Story · We sta ...

Overview · Who We Are · We are a community built on care. Our caregivers and supporting staff extend compassion to those in need, helping to improve the health and well-being of those we serve, and provide comfort and healing. Your community is our community. · Our Story · We sta ...

We are seeking a Compliance Officer to join our team and support our ongoing commitment to regulatory excellence. · You're a self-starter, but also a finisher. · You work well independently, and you proactively address problems before they arise. · ...

The Compliance Officer supports the compliance program of a dually registered broker-dealer and investment adviser. · Responsibilities:Monitor and interpret FINRA, SEC, and state regulatory developments · Conduct communications and trade surveillance reviews to ensure compliance ...