Contract FINRA Recruiter - Cedar Rapids

Why Wells Fargo · Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed. We believe that a meaningful career is mu ...

Why Wells Fargo: · Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed. We believe that a meaningful career is ...

Direct the day-to-day Advertising Compliance operations for the WFG & TFA organizations. · Establish and maintain departmental policies and procedures. · Review complex marketing material ensuring adherence to firm policy and regulatory standards. · ...

Job Family · Regulatory Compliance · Help mitigate legal and regulatory risk exposure to the organization by enforcing company policies procedures and regulatory requirements as part of their review of advertising pieces submitted by financial professionals an. ...

Helps to mitigate legal exposure/risk to the organization by enforcing company policies, procedures and regulatory requirements. · ...

Direct the day to day operations of the compliance department. · ...

Job Family · Regulatory Compliance · About Us · At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees ...

Why Wells Fargo · Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed. We believe that a meaningful career is mu ...

Why Wells Fargo: · Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed. We believe that a meaningful career is ...

Why Wells Fargo · Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed. We believe that a meaningful career is mu ...

We believe that a meaningful career is much more than just a job - it's about finding all of the elements to help you thrive in one place. · At Wells Fargo,We're more than a financial services leader - we're a global trailblazer committed to driving innovation. · ...

This will be a 3-month assignment but could be extended longer if business needs dictate. The Temporary Intermediate FINRA Contract Sourcer must be a multi-tasker with the ability to work well independently and as part of a team.Develop innovative recruiting strategies to attract ...

Are you looking for more? Find it here. At Wells Fargo we are more than a financial services leader - we are a global trailblazer committed to driving innovation empowering communities and helping our customers succeed. · ...

Why Wells Fargo · Are you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering communities, and helping our customers succeed. We believe that a meaningful career is mu ...

The Advertising Compliance Manager will direct day-to-day advertising compliance operations for WFG & TFA organizations. The manager will manage a team of compliance analysts providing training support with complex reviews ensuring accuracy consistency regarding application of fi ...

We believe everyone deserves to live their best life.Help mitigate legal and regulatory risk exposure to the organization by enforcing company policies, procedures and regulatory requirements as part of their review of advertising pieces submitted by financial professionals. · ...

Direct the day to day operations of the compliance department. · ...

Helps to mitigate legal exposure/risk to the organization by enforcing company policies, procedures and regulatory requirements.Possesses and applies broad knowledge of concepts and principles; works with minimal instruction or guidance with applicable latitude for un-reviewed ac ...

The position helps mitigate legal exposure/risk to the organization by enforcing company policies, procedures, and regulatory requirements. · Review and analyze current policies and procedures; identify, recommend, and implement new and/or enhanced practices. · Contribute to the ...

The Compliance Manager will direct day-to-day operations of the compliance department. · ...