Financial Markets, Regulatory - New York, NY

We seek a markets regulatory lawyer to proactively support our broker‑dealer businesses. PRINCIPAL ACCOUNTABILITIES: · Provide regulatory advice and related support to Mizuho Americas. · Distill regulatory and legal developments into actionable summaries used by impacted internal ...

ING is seeking a highly skilled and experienced Director to join its team as Head of Financial Markets ( ...

Financial Markets | Financial Markets Operations | Regulatory & Compliance Officer | NYC · About ING:  · In Americas, ING's Wholesale Banking division offers a broad range of innovative financial products and services to domestic and international corporate and institutional cli ...

We seek a markets regulatory lawyer to proactively support our broker-dealer, swap dealer, and security-based swap dealer businesses. · ...

We seek a markets regulatory lawyer to proactively support our broker‑dealer, swap dealer, and security‑based swap dealer businesses. · Principal Accountabilities · Provide regulatory advice and related support to Mizuho Americas in relation to securities, futures and derivatives ...

About us: · Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure sector, with leading platforms across generation, transmission and energy expansion solutions. Since inception, LS Power ...

About us: · Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure sector, with leading platforms across generation, transmission and energy expansion solutions. Since inception, LS Power ...

An international investment bank located in Midtown Manhattan looking to bring on board a Director of Regulatory Strategy — Global Markets SBSD to join their team. This role is currently in a hybrid schedule (3 days in office). · ...

+As a Director in the Global Markets Regulatory Compliance ("GMRC") Advisory team at CACIB, you will play a critical role in advising internal stakeholders on the implementation and development of compliance requirements set forth by the SEC for security-based swap dealer and CFT ...

Overview · About us: · Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure sector, with leading platforms across generation, transmission and energy expansion solutions. Since inceptio ...

Overview: · About us: · Founded in 1990, LS Power is a premier development, investment, and operating company focused on the North American power and energy infrastructure sector, with leading platforms across generation, transmission and energy expansion solutions. Since incepti ...

As a Director in the Global Markets Regulatory Compliance ( ...

· General information · Entity · About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) · Crédit Agricole CIB is the corporate and investment bank of the Crédit Agricole group, the 10th largest banking group in the world *. · We support major companies and f ...

· General information · Entity · About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) · Crédit Agricole CIB is the corporate and investment bank of the Crédit Agricole group, the 10th largest banking group in the world *. · We support major companies and f ...

A Director in the Global Markets Regulatory Compliance (“GMRC”) Advisory team will advise on securities and investment banking activities with a focus on FINRA and SEC broker dealer requirements.Enhance the compliance program. · Advise on new product and activity for securities a ...

We're a growing pharmaceutical company that is breaking through in neurology and oncology, · satisfying unmet medical needs and increasing the benefits healthcare provides to patients, · The Director, Global Regulatory Affairs will be responsible for providing regulatory leadersh ...

A leading global financial services institution specializing in banking, wealth management, and institutional services is seeking to hire a Senior Regulatory Counsel for its New York City office. With more than 35,000 employees worldwide and approximately $1.6 trillion in assets ...

Overview · A global financial markets organization is seeking a senior subject-matter expert to lead initiatives focused on the prudential treatment, risk management, and capital framework for securities financing markets. This role sits within a cross-disciplinary team responsib ...

Top-Tier Bank in Midtown, Manhattan is seeking a Liquidity & Market Risk VP · Responsibilities: · Responsible for overseeing the company's liquidity management strategy and market risk framework. · Leading a team to ensure adequate liquidity to meet operational and regulatory re ...

The Top-Tier Bank in Midtown Manhattan seeks a Liquidity & Market Risk VP responsible for overseeing liquidity management strategy and market risk framework. · ...