- 5+ years compliance and/or regulatory experience in the financial services environment
- Knowledge of securities laws, private funds and venture capital is a plus
- Work collaboratively with business professionals as a point of contact for compliance issues that arise
- Draft and review compliance policies and procedures in collaboration with business professionals
- Identify and raise matters to the Vice President of Risk & Compliance
- Advise on compliance and ethics policies, and matters involving potentially material, non-public information
- Assist with risk assessments, audits, and regulatory filings.
- Thoughtful decision making to improve the associate experience while maintaining a strong culture of compliance
Director of Compliance - Boston, United States - Hedge Fund Hire LLC
1 month ago
Description
Hedge Fund Hire is recruiting for a venture capital firm that invests in a wide spectrum of asset classes, typically in early-stage private companies either directly or through one or more third-party funds. Such asset classes include biotechnology, therapeutics, technology, telecommunications, blockchain or other crypto related businesses, and disruptive sciences.
This role will include a blend of at-home and in-office work in Cambridge.
The Expertise You Have
· Demonstrated record of analyzing complex matters
· 4-year college degree required, MBA or JD is a plus
The Skills You Bring
· Knowledge of the Investment Adviser Act of 1940
· Strong analytical, organizational, and creative problem-solving skills
· Ability to influence key decision makers through a combination of knowledge, reasoning, and relationships
· Ability to pick-up new concepts quickly and consider unintended impacts of day-to-day decisions
· Ability to work in a fast-paced environment and multi-task
· Team player with strong interpersonal skills and the ability to work collaboratively across functions
· Intellectual curiosity
The Value You Deliver
Encourage a culture of diversity, inclusion, ownership, and empowerment