-
Institutional Securities Group
2 weeks ago
Morgan Stanley New York, United StatesInstitutional Securities Group (ISG) Compliance Testing Professional Job Number: · Posting Date · :May 23, 2024 Primary Location · :Americas-United States of America-New York-New YorkEducation Level:Bachelor's Degree Job · :ComplianceEmployment Type:Full TimeJob Level:V ...
-
Institutional Securities Group
4 days ago
Morgan Stanley New York, United StatesCompany Profile · Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and indi ...
-
Cyber Security Intelligence Group Manager, SVP
4 weeks ago
Citi New York, NY, United StatesCiti, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments, and institutions with a broad range of financial products and services, including con ...
-
Cyber Security Intelligence Group Manager, Svp
4 weeks ago
Citi New York, United StatesCiti, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments, and institutions with a broad range of financial products and services, including con ...
-
Morgan Stanley New York City, United States Full timeCompany Profile · Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and indi ...
-
Dentist – DDS
3 weeks ago
Aspen Dental York, United States Full timeThis opening is a lead dentist role, Managing Clinical Director. · At Aspen Dental, we put You first, offering the financial security and job stability that comes with working with a world-class Dental Service Organization (DSO). Our best-in-class learning and development traini ...
-
Dentist – DDS
3 weeks ago
Aspen Dental York, United States Full timeAt Aspen Dental, we put You first, offering the financial security and job stability that comes with working with a world-class Dental Service Organization (DSO). Our best-in-class learning and development training program, competitive compensation, and flexible scheduling will h ...
-
Dentist - DDS / DMD
3 weeks ago
Aspen Dental Amsterdam, United States Full timeThis opening is or an Associate Dentist. · At Aspen Dental, we put You first, offering the financial security and job stability that comes with working with a world-class Dental Service Organization (DSO). Our best-in-class learning and development training program, competitive c ...
-
Dental Hygienist
1 week ago
Aspen Dental York, United States Full timeAt Aspen Dental, we put You 1st with world-class development plus industry-leading pay. Join our team today as a Dental Hygienist · Job Types: Full-time, Part-time · Salary: · $90,000 - $120,000 per year (annualized base salary + incentive earnings, based on full time schedule) · ...
-
Nexus Innovations York, United StatesThe Schwarz IT KG is responsible for the selection, provision, operation, and further development of IT infrastructures, platforms, and business applications as the central IT service provider. This includes providing IT services for both Kaufland and Lidl, as well as the Schwarz ...
-
Infinity Ventures New Holland, United StatesLocation: 03130 Spremberg | Contract Type: Part-time, permanent | Job ID: 844391 · PENNY is part of the REWE Group and employs over 29,000 people in around 2,140 stores, 10 logistics locations, and the headquarters. In the PENNY team, we are strong together and treat each other w ...
-
Salesperson/Cashier (male/female/diverse)
1 week ago
Quantum Ventures Newark, United StatesLocation: 17192 Waren | Contract Type: Part-time, permanent | Job ID: 842943 · PENNY is part of the REWE Group and employs over employees in around 2,140 stores, 10 logistics locations, and the headquarters. In the PENNY team, we are strong together and treat each other with resp ...
-
Cleaning staff market
1 week ago
FusionWorks Amsterdam, United StatesLocation: 31785 Hameln | Contract type: Part-time, permanent | Job ID: 842209 · PENNY is part of the REWE Group and employs over employees in around 2,140 stores, 10 logistics locations, and the headquarters. In the PENNY team, we are strong together and treat each other with res ...
-
Training as a retail merchant
1 week ago
Nexus Solutions York, United StatesLocation: 83308 Trostberg | Contract type: Full-time, temporary | Job ID: 813453 · Start of training: | planned end of training: · PENNY is part of the REWE Group and employs over employees in around 2,140 stores, 10 logistics locations and the headquarters. In the PENNY team, w ...
-
Cleaning staff market
1 week ago
Spectrum Innovations Empire, United StatesLocation: 38179 Schwuelper | Contract Type: Part-time, permanent | Job ID: 839486 · PENNY is part of the REWE Group and employs over employees in around 2,140 stores, 10 logistics locations, and the headquarters. In the PENNY team, we are strong together and treat each other with ...
-
Training as a retail merchant
1 week ago
Infinity Systems Jersey, United StatesLocation: 63683 Ortenberg, Jersey | Contract Type: Full-time, temporary | Job ID: 813279 · Start of Training: | Planned End of Training: · PENNY is part of the REWE Group and employs over employees in around 2,140 stores, 10 logistics locations, and the headquarters. In the PENN ...
-
Salesperson/Cashier (male/female/diverse)
1 week ago
BlueWave Ventures North Hudson, United StatesLocation: 44388 Dortmund | Contract type: Part-time, permanent | Job ID: 819022 · PENNY is part of the REWE Group and employs over employees in around 2,140 stores, 10 logistics locations, and the headquarters. In the PENNY team, we are strong together and treat each other with r ...
-
Salesperson/Cashier (male/female/diverse)
1 week ago
NovaWorks Solutions Hudson, United StatesLocation: 45356 Essen - Bochold | Contract Type: Part-time, permanent | Job ID: 812454 · PENNY is part of the REWE Group and employs over employees in around 2,140 stores, 10 logistics locations, and the headquarters. In the PENNY team, we are strong together and treat each other ...
-
Stellar Innovations Hudson, United StatesLocation: 45884 Gelsenkirchen-Rotthausen | Contract type: Full-time/part-time, permanent | Job ID: 821930 · PENNY is part of the REWE Group and employs over employees in around 2,140 stores, 10 logistics locations and the headquarters. In the PENNY team, we are strong together an ...
-
Sr. Security Researcher
1 week ago
CrowdStrike, Inc. N/A, United StatesAbout the Role: · The CrowdStrike Cloud Content team is an integral part of the Content Product Group, tasked with the critical mission of safeguarding cloud environments through innovative detection and response capabilities. This specialized team comprises cloud security expert ...
Global Financial Crimes: Institutional Securities Group Financial Crimes Advisory Officer for Institutional Securities Group - New York, United States - Morgan Stanley
Description
Company Profile
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career – a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile
Global Financial Crimes (GFC) coordinates day-to-day implementation of the Firm's enterprise-wide financial crime prevention efforts. GFC includes several legal and compliance disciplines and has responsibility for governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption, Anti-Tax Evasion, and Government and Political Activities Compliance programs. GFC also develops and/or assists in the development of appropriate policies and procedures, including those designed to assist the business units to know their clients and conduct appropriate due diligence and to prevent, detect and report potentially suspicious activity. GFC has dedicated coverage managers and teams of analysts who advise and counsel each business unit regarding its AML, economic sanctions, anti-corruption, anti-tax evasion, and political activity obligations and its particular clients and transactions.
Group Profile
Morgan Stanley is committed to a strong GFC program to protect against the use of the Firm's products, services, and facilities for prohibited transactions or the purpose of evading, avoiding or otherwise circumventing sanctions, AML, anti-corruption, anti-tax evasion, and political activity laws and regulations. The Firm has adopted a comprehensive, risk-based program to ensure compliance with applicable laws, regulations and government guidance. GFC Legal Advisory provides legal advice, expertise, and guidance to all business lines and works closely with senior members of GFC in support of the enterprise-wide program.
Primary Responsibilities
The Institutional Securities Group (ISG) Financial Crimes Advisory Officer will have responsibility for the day-to-day execution of the overall financial crimes program, covering all of the ISG businesses at Morgan Stanley (Prime Brokerage, Institutional Equities, Commodities, Fixed Income, Global Capital Markets, Investment Banking).
Specific job responsibilities include:
-Advise on due diligence with respect to clients, counterparties, co-investors, and target companies/assets and provide guidance to the business on due diligence requirements including risks associated with operating in sanctioned jurisdictions and identifying potential nexus to sanctioned individuals
-Serve as point of escalation and provide support in connection with Know Your Customer (KYC) onboarding, enhanced due diligence, periodic refresh and transactional due diligence matters
-Advise on transactional due diligence with respect to clients, counterparties, co-investors, and target companies/assets and provide guidance to the business on due diligence requirements including risks associated with operating in sanctioned jurisdictions and identifying potential nexus to sanctioned individuals
-Advise on the performance of customer risk ranking reviews
-Assist in the review and approval of New Product Approvals
-Provide oversight on the review and resolve of negative news and sanctions escalations
-Develop and communicate a GFC risk view with respect to clients, counterparties, and/or transactions across AML, sanctions, and other financial crimes related risks
-Draft/revise and execute on policies and procedures
-Develop content and deliver training to the BUs, risk, legal, compliance and other first-line and other support functions including targeted BU specific sanctions training on specific risks associated with relevant products and services
-Serve as point of escalation on sanctions questions and provide support in connection with regulatory interpretation and application of facts in connection with policies
-Assist with responding to U.S. regulatory exams and other inquiries, and internal audits, including overseeing document production and data collection in connection with blocked property reporting
-Liaise and coordinate within GFC and with key stakeholders across the Firm, including Legal, Compliance, Regulatory Relations, and Risk, to ensure appropriate execution of the Firm's enterprise-wide financial crimes prevention program
-Serve on various business, compliance, and risk committees
-Represent the Firm in relevant industry groups and other external forums
Skills required
-Minimum of 7-10 years of relevant experience, preferably at a large/complex financial institution, law firm, or government/regulatory body
-Detailed understanding of the laws, rules, and regulations pertaining to AML as well as sanctions and anti-corruption
Solid knowledge of Institutional Securities, including M&A, sales and trading, equity underwriting, and debt financing, and the ability to understand and assess a wide variety of complex commercial transactions
-Highly-motivated self-starter able to work independently while collaborating and coordinating as part of a global program
Strong analytical and problem-solving skills and the ability to provide viable solutions in a time-sensitive environment
-Exceptional written and verbal communications skills, attention to detail, and effective time management
-Strong project management skills
-Sound judgment and an ability to appropriately escalate issues internally
-Outstanding interpersonal skills and team-player attitude
-Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license - or certification within first 15 months of employment.
Skills desired
Juris Doctor (JD) degree with strong academic credentials