- Participates in the analysis of lending policies and procedures, including scoring systems, strategic priorities, market share data, lending trends, external influences, current regulatory focuses, previous examination findings, and input from Audit and
- Conducts interviews and discussions with managers at all levels to understand the lending process, lending guidelines and Technology platforms.
- Analyzes data by numerous delivery channels, geographic area, product types, facility, and even employee or officer to identify risks and Develop and recommend scope or target for the Review, corrective action/or performance gap closure. Develops and executes strategies for closing gap in performance.
- Assess the adequacy of the business units'/affiliates recommended corrective action to the issues or gaps identified.
- Develops and report's findings to Senior Management regarding their business lines (Legal, Audit, and Senior level Operating Committees).
- Participates and/or Leads regular meetings with peers to Build and maintain knowledge of current and emerging issues and risk in the environment
- Recommends solutions based upon subject matter expertise to Regulatory Monitoring and Change management Program ownership.
- Recommend protocols for compliance testing.
- Contribute updates to the compliance risk assessment.
- Support post-implementation validation based on risk rating.
- Reviews reporting from the Councils for use by the Regulatory Change management Committee.
- Areas of responsibility and accountability within compliance Include: consumer, commercial, Wealth & Asset Management, testing & practices, financial Crimes and all other relevant and applicable laws and regulations
- Education: Bachelor's degree or equivalent work experience required.
- Zero to Three (0-3) years' experience as Officer or equivalent work experience.
- FINRA Series 7, Series 63, and Series 24 are required.
- The Series 53 and Series 79 are preferred.
- Computer/Technical: Demonstrates working or functional proficiency sufficient to apply the use of software applications (Micro-Soft Office Suite) without assistance and minimal supervision.
- Able to understand and conceptualize basic statistical analysis and theories. With solid experience in manipulating (validating, correcting, reformatting, and transforming) data into more than one format, (e.g. spreadsheets, flat files, databases, etc.).
- Strong understanding of mortgage products.
- Advanced understanding of consumer finance and of Fifth Third Banking products, business lines, Affiliate structure and operations, and Corporate support organization. Including, the bank's management teams and decision-making operations.
- Strong understanding of the Federal Reserve and consumer financial Protection Bureau (CFPB) Examination standards and general Regulatory issuances.
- Advanced understanding of the operations and interdependencies of the Affiliates and Bancorp.
- Including back-office operations related to credit products.
- Advanced understanding of fair lending and responsible banking laws and regulations and the technical requirements of the Community Reinvestment Act (CRA), Interagency fair lending, Examination Procedures (IFLEP) and the Interagency CRA Examination Procedures (IEP).
- Excellent oral and written communication skills. Effectively communicates upward, downward and laterally. Displays a positive business presence with management and external contacts.
-
Charitable Gaming Compliance Officer I
2 weeks ago
Kentucky Personnel Cabinet Kentucky, United StatesAdvertisement Closes 5/27/2024 (8:00 PM EDT) req61079 Charitable Gaming Compliance Officer I Pay Grade13 Salary $47, Annually Employment Type EXECUTIVE BRANCH | FULL TIME | ELIGIBLE FOR OVERTIME PAY | 18A | HR/WK Hiring Agency Public Protection Cabinet | Department of Charitable ...
-
WestPoint Financial Group Cincinnati, United StatesJob Description · Job DescriptionWestPoint Financial Group is seeking a dual-role Office Manager and Contracting/Licensing Coordinator to join our Cincinnati, OH office. · Our associates are vibrant, high-energy, highly competent professionals who are respected for their precise ...
-
WestPoint Financial Group Cincinnati, United StatesWestPoint Financial Group is seeking a dual-role Office Manager and Contracting/Licensing Coordinator to join our Cincinnati, OH office. · Our associates are vibrant, high-energy, highly competent professionals who are respected for their precise expertise, product knowledge, an ...
-
Police Officer I
1 week ago
City of Covington Covington, United StatesJob Details · Job Location · Police Department - Covington, KY · Education Level · High School · Salary Range · $56,075.16 · Travel Percentage · None · Job Shift · Any · Job Category · Government · Description · GENERAL PURPOSE · The description listed below is inten ...
-
security officer i
2 weeks ago
Hard Rock Cincinnati, United StatesHard Rock - JobID: 33494 [Safety Officer / Security Guard] As a Security Officer at Hard Rock, you'll: Maintain security throughout the entire property; Be responsible for the security and safety of patrons and employees during assigned shift; Safeguard Company assets during shif ...
-
Office Manager I
4 days ago
Midwest Eye Center Hamilton, OH, United States Full timeCompany Overview: At MidWest Eye Center, we are committed to your total eye care. Our staff provides an innovative and integrated approach, using state-of-the-art technology, combined with the upmost in personal attention and service. Whether it's performing Lasik or treating re ...
-
Route Delivery Driver
1 week ago
Mini Melts of America Union, United States PermanentJob Description: · As a Mini Melts Route Driver, you will visit customers' locations as scheduled to deliver ice cream and check in with local managers to make sure they are pleased with the product, equipment and service of Mini Melts. You will need to build and maintain great ...
-
Medical Office Associate I
4 days ago
Smyth Automotive Inc Cincinnati, OH, United States Full timeSmyth Automotive is a privately-held automotive aftermarket company, owned and operate by the Smyth family since it was founded by George Smyth over 55 years ago. Smyth Automotive has grown and now owns and operates 18 auto part retail locations, 8 paint centers and 5 warehouse d ...
-
Shuttle Driver-CDL Required
3 weeks ago
Senior Star Union, United States** Shuttle Driver-CDL Required** · **Job Category****:** PROGRAMS **Requisition Number****:** SHUTT002810 Showing 1 location **Job Details** · **Description** · **FULL TIME SHUTTLE DRIVER NEEDED-CDL REQUIRED** · Responsible for providing transportation to residents and compan ...
-
Project Management Office Business Analyst
1 week ago
Western & Southern Mutual Holding Company, Inc. Union, United StatesWhat you will do:Responsible for planning and monitoring activities for business analysis activities. Chooses a business analysis approach that is appropriate for the change. Performs a stakeholder analysis to determine potential types and areas of i Project Management, Business ...
-
Housekeeper
3 weeks ago
Senior Star Union, United States** Housekeeper** · **Job Category****:** HOUSEKEEPING **Requisition Number****:** HOUSE002972 Showing 1 location **Job Details** · **Description** · **STARTING AT $15 AN HOUR** · **PART TIME** · **7AM-330PM OR 8AM-430PM SUN-TUE** · Safety incentives, Occupancy bonuses, and ...
-
Installation Coordinator
3 weeks ago
Standard Textile Co., Inc. Union, United StatesStandard Textile has been inspiring care, comfort, and change in our communities since 1940. While our business is creating innovative textiles, it's our purpose that guides the solutions we offer and drives how we treat our customers, our associates, and the impact we make in ou ...
-
Financial Manager
3 weeks ago
Tranquil Multi Dynamic Advisory Union, United StatesCompany Description · TMDA is positively renowned as a Talent Solutions and Human Resources Advisory organization. We provide a consultative approach in partnering with our clients and members of their team. Our HR Solutions group serve as an extension of the clients; thereby p ...
-
SAG Credit Analyst
1 hour ago
Fifth Third Union, United StatesMake banking a Fifth Third better · We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. · GENERAL FUNCTION: The Credit Analyst I is primarily responsible for partnering with Portfolio Managers, s ...
-
Sr Material Handler
4 weeks ago
Thermo Fisher Scientific Union, United StatesJob DescriptionAs part of the Thermo Fisher Scientific team, you'll discover meaningful work that makes a positive impact on a global scale. Join our colleagues in bringing our Mission to life every single day to enable our customers to make the world healthier, cleaner and safer ...
-
Environmental Services Technician II
3 weeks ago
CVG Airport Union, United StatesCLASS SUMMARY: · Responsible for maintaining floor surfaces in airport facilities to include carpet, vct tile, terrazzo floors or any other surface flooring. Assists with Environmental Service Technician I duties including cleaning and disinfecting of all Airport facilities ensur ...
-
Senior Environmental Project Manager
3 weeks ago
Tetra Tech Union, United StatesDiscover your full potential. At Tetra Tech, we are collaborating with industry-leading experts for a sustainable future for our world. We combine consulting and engineering with advanced analytics and technology to solve the world's most complex challenges. Our innovation hubs a ...
-
Police Officer
2 days ago
VETERANS HEALTH ADMINISTRATION Union, United StatesSummary · This position will serve as a Police Officer at the Cincinnati VA Medical Center in Cincinnati, OH. The Police Officer will perform a full range of police duties by following and executing rules, regulations, or procedures covering law and rules enforcement, physical a ...
-
Field Service Technician I
3 days ago
Crane Payment Innovations Union, United StatesHave you ever used the self-checkout in a Target Store? Played the slots at a Las Vegas Casino? Maybe you grabbed a drink from a vending machine or paid to park your car? If you've answered with a resounding "YES", then you've done so with the aid of one of the 10 million devices ...
-
Cook - Senior Living Community
1 hour ago
Senior Star Union, United States** Cook - Senior Living Community** · **Job Category****:** FOOD & BEVERAGE **Requisition Number****:** COOKS002789 Showing 1 location **Job Details** · **Description** · **Senior Star is a Great Place to Work 4 years running Our Associates are our number one priority We do fo ...
Compliance Officer I-Licensed - Union, United States - Fifth Third
Description
Make banking a Fifth Third betterWe connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank.
GENERAL FUNCTION:
Leads in the identification and assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and executes strategies for closing gaps in performance. Works mostly self-directed, with minimal supervisory oversight. Also works within department and cross-department teams.
Responsible and accountable for risk by openly exchanging ideas and opinions, elevating concerns, and personally following policies and procedures as defined. Accountable for always doing the right thing for customers and colleagues, and ensures that actions and behaviors drive a positive customer experience. While operating within the Banks risk appetite, achieves results by consistently identifying, assessing, managing, monitoring, and reporting risks of all types.
ESSENTIAL DUTIES AND RESPONSIBILITIES:
Responsible for providing employees timely, candid and constructive performance feedback; developing employees to their fullest potential and provide challenging opportunities that enhance employee career growth; developing the appropriate talent pool to ensure adequate bench strength and succession planning; recognizing and rewarding employees for accomplishments.
#LI-GM1
MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED:
Compliance Officer I-Licensed
Total Base Pay Range 69, ,300.00 USD Annual
LOCATIONCincinnati, Ohio 45202
Fifth Third Bank, National Association is proud to have an engaged and inclusive culture and to promote and ensure equal employment opportunity in all employment decisions regardless of race, color, gender, national origin, religion, age, disability, sexual orientation, gender identity, military status, veteran status or any other legally protected status.
