Compliance Specialist - Milwaukee - Artisan Partners

    Artisan Partners
    Artisan Partners Milwaukee

    1 day ago

    $80,000 - $140,000 (USD) per year *
    Description

    Compliance Specialist Role:


    The Compliance Specialist plays a key role in supporting and enhancing Artisan Partners' compliance program, partnering closely with experienced compliance professionals and internal teams to perform testing, surveillance, and risk analysis while driving continuous improvement across compliance processes.




    • Main Responsibilities: Provide analytical support to the compliance program, including coordinating and validating data extracted from multiple systems and databases; analyze data trends, identify root causes, prepare reporting and insights related to compliance activities and emerging risks for senior compliance leadership;

    • Analyze trade surveillance platform (ACA ComplianceAlpha) alerts & items of interest; ensure accuracy & completeness of data feeds into surveillance systems;

    • Execute annual compliance testing & ongoing reviews documenting results tracking remediation preparing periodic reports dashboards metrics summarizing outcomes

    • User expertise skills focusing controls processes enhancements identifying exceptions trends gaps recommending updates policies procedures or controls as needed。
    * This salary range is an estimation made by beBee
  • Work in company

    Compliance Specialist

    Only for registered members

    The Compliance Specialist plays a key role in supporting and enhancing Artisan Partners' compliance program.This position partners closely with experienced compliance professionals and internal teams to perform testing, surveillance, and risk analysis while helping to drive conti ...

    Milwaukee

    1 month ago

  • Work in company

    Compliance Specialist

    Only for registered members

    The Compliance Specialist plays a key role in supporting and enhancing Artisan Partners' compliance program. · Provide analytical support to the compliance program, including coordinating and validating data extracted from multiple systems and databases · ,Analyze data trends, id ...

    Milwaukee Full time

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  • Work in company

    Compliance Specialist

    Only for registered members

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