Associate, Asset Management Compliance - Merrimack, NH

Job Description · The Role · Supporting the operations of the material non-public information program by responding timely to requests regarding the establishment of fund and personal trade restrictions as well as reviewing exception alerts and responding/resolving as needed; · C ...

We dream big. And our employees do too. We think outside of the box when it comes to delivering outstanding service to our members and providing a workplace environment where our employees can thrive have fun and make a difference. · ...

A growing credit union in Southern NH is seeking a Compliance Manager with regulatory expertise. · ...

We are searching for a Compliance Manager who can deliver awesome. This is an exciting opportunity for a management position in a "back office" function.Manage, implement, and ensure compliance with applicable financial laws and regulationsDisseminate information regarding laws a ...

The Role · Fraud Risk & Control is seeking a motivated and detail-oriented professional to join the Fraud Prevention team. · ...

The Compliance Manager is a key member of the Compliance Team and plays an important role in supporting Insulet's global Compliance Program.This position helps implement compliance policies, monitoring activities, tools, and training across the organization. · ...

This role will support business objectives by overseeing contract review and negotiation while minimizing organizational risk. Additionally, it involves overseeing import/export compliance to align operations with domestic and international regulations. · ...

The Director, Asset Management Compliance Program and Sub-adviser Oversight will play a key role in supporting the build out of new compliance programs. · You will interact with compliance leaders within Asset Management and across the firm to ensure program requirements are carr ...

The Role: The Director, Asset Management Compliance Program and Sub-adviser Oversight will play a key role in supporting the build out of new compliance programs. · Oversaw various program requirements including mutual fund institutional adviser and NFA/CFTC compliance as well as ...

We are seeking a Contracts & Compliance Manager to oversee contract review, negotiation and lifecycle management while minimizing organizational risk. The role also involves managing import/export compliance to ensure alignment with domestic and international regulations. · Provi ...

The Compliance Manager is a key member of the Compliance Team and plays an important role in supporting Insulet's global Compliance Program. · This position helps implement compliance policies, monitoring activities, tools and training across the organization. The role requires a ...

The (Part-Time) Contracts and Compliance Manager will direct all contracts, · outcomes and compliance activities throughout the organization for all entities to ensure positive outcomes/deliverables are on a timely basis.You will act as a lead on all major program/project start-u ...

The Export Compliance Manager is responsible for developing, implementing, and enforcing US export compliance policies and procedures under the direction of the Director of Global Trade Compliance. This role serves as a first-line manager, providing leadership and oversight to ex ...

The Export Compliance Manager is responsible for developing implementing and enforcing US export compliance policies and procedures under the direction of the Director of Global Trade Compliance This role serves as a first-line manager providing leadership and oversight to export ...

AgeSpan · About Us: Since 1974 our agency has strived towards supporting an individual's desire to make their own decisions, secure their independence and remain living independently in the community. We are proud of our employees who make this possible every day. Our agency is a ...

This is a critical position responsible for maintaining quality standards for Ocular's pharmaceutical and medical device products. · ...

We are seeking a Manager, Quality Compliance as a key leadership role within the Quality Assurance organization. · ...

The part-time Contracts and Compliance Manager will direct all contracts, outcomes and compliance activities throughout the organization for all entities to ensure positive outcomes/deliverables are on a timely basis. · You will act as a lead on all major program/project start-up ...

AgeSpan · About Us: Since 1974 our agency has strived towards supporting an individual's desire to make their own decisions, secure their independence and remain living independently in the community. We are proud of our employees who make this possible every day. Our agency is a ...

SHINE SPECT seeks a Manager, Quality Compliance for regulatory compliance and inspection readiness. · ...