-
Associate Director, Postmarket Surveillance
2 weeks ago
bioMérieux SA Salt Lake City, United StatesBioMerieux is seeking a detail-oriented and collaborative leader to join us as a Associate Director of Postmarket Surveillance. The Postmarket group monitors product performance throughout its life cycle according to US and international regulations for medical devices. In this r ...
-
Loss Prevention Digital Surveillance Analyst
1 week ago
Maverik, Inc. SALT LAKE CITY, United States- Starting Hourly Range At $18.00/hour DOE and Bonus Opportunity - - Want to help build together the coolest convenience experience on the planet? Are you a detail-oriented, hardworking individual who will contribute to the success of the team and Ma Loss Prevention, Surveillance ...
-
Goldman Sachs Salt Lake City, United StatesGlobal Compliance · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management prog ...
-
TAX Analyst/Associate
1 day ago
Insight Global Salt Lake City, United StatesOne of our largest banking clients is looking for a Tax Analyst/Associate to join the U. S. Tax Reporting and Analysis team in Salt Lake City. The U. S. Analytics and Reporting team analyzes, advises, and supports the activities, operations, reporting obligations and transactions ...
-
Associate Financial Analyst
3 weeks ago
Western Governors University Salt Lake City, United StatesThe salary range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. · At WGU, ...
-
Associate, Business Analyst
2 weeks ago
KPMG Salt Lake City, United StatesBusiness Title: Associate, Business Analyst · Requisition Number: · Function: Tax Services · Area of Interest: · State: UT · City: Salt Lake City · Description: · At KPMG, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collaborativ ...
-
Associate Analyst IT Support CTS
3 weeks ago
JetBlue Salt Lake City, United StatesPosition Title: Associate Analyst IT Crewmember Technology Services (CTS) Support (SLC Base) · Position Summary · The Associate IT CTS Support Analyst supports JetBlue Crewmembers from within a team environment. Responsible for assuring JetBlue Crewmembers are provided efficien ...
-
Equity Research Associate Analyst
1 week ago
Wasatch Global Investors Salt Lake City, United StatesWho We Are · Wasatch Global Investors is a 100% employee-owned firm exclusively focused on active investment management. We use a collaborative, bottom-up fundamental approach to identify exceptional companies we believe are high-quality and have the potential to grow earnings fo ...
-
Goldman Sachs Salt Lake City, United StatesMORE ABOUT THIS JOB: · GLOBAL COMPLIANCE · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide complian ...
-
Goldman Sachs Salt Lake City, United StatesMORE ABOUT THIS JOB: · Controllers Divisional Overview: · Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated and public financial institution. In the Controllers Department, our professionals measure the profitabili ...
-
Goldman Sachs Group, Inc. Salt Lake City, United StatesYOUR IMPACT · Are you a strategic thinker with a strong work ethic, desire to work within a growing global business, and ability to think outside the box? · Analyst and Associates on the Wealth Management Risk Team will gain exposure and access to senior managers in Wealth, bui ...
-
Associate Analyst
1 week ago
KLAS Enterprises Pleasant Grove, United StatesAs a member of our analyst team, you will get the opportunity to leverage your analysis and data visualization skills to make healthcare better. You'll work side-by-side with our senior consultants and market analysts to provide market insights while learning the skills to grow i ...
-
Associate Analyst
1 week ago
KLAS Enterprises Pleasant Grove, United StatesAs a member of our analyst team, you will get the opportunity to leverage your analysis and data visualization skills to make healthcare better. You'll work side-by-side with our senior consultants and market analysts to provide market insights while learning the skills to grow i ...
-
Associate Analyst
1 week ago
KLAS Enterprises Pleasant Grove, United StatesJob Description · Job DescriptionAs a member of our analyst team, you will get the opportunity to leverage your analysis and data visualization skills to make healthcare better. You'll work side-by-side with our senior consultants and market analysts to provide market insights wh ...
-
Associate Authentication Analyst
3 weeks ago
DigiCert Lehi, United StatesABOUT DIGICERT · We're a leading, global security authority that's disrupting our own category. Our encryption is trusted by the major ecommerce brands, the world's largest companies, the major cloud providers, entire country financial systems, entire internets of things and eve ...
-
Postmarket Surveillance Specialist III
3 weeks ago
Biofire Diagnostics Salt Lake City, United StatesEssential Job Duties and Responsibilities · * Perform all work in compliance with company policy and within the guidelines of BioFire's Quality System. · * Follows laws and regulations applicable to Postmarket Surveillance. · * Conducts, reviews and closes complaint investigation ...
-
Financial Analyst
2 days ago
MasterControl Salt Lake City, United StatesAbout MasterControl · MasterControl Inc. is a leading provider of cloud-based quality and compliance software for life sciences and other regulated industries. Our mission is the same as that of our customers to bring life-changing products to more people sooner. The MasterContro ...
-
Procurement Analyst
2 weeks ago
U.S. Army Corps of Engineers Salt Lake City, United StatesSummary · About the Position: You will serve as a Senior Procurement Analyst in the Business Oversight Branch of the Baltimore District providing advice to management, contracting officers, contract specialists, and other district elements through surveillance, compliance revie ...
-
Research Associate
3 weeks ago
University of Utah Salt Lake City, United StatesThe Kem C. Gardner Policy Institute is seeking a public policy analyst to join the demography team. This position will primarily provide technical support, and eventually subject-area expertise, of the subcounty (city and census tract) annual populat Research Associate, Research, ...
-
Postmarket Surveillance Specialist II
3 weeks ago
Biofire Diagnostics Salt Lake City, United StatesThis position will review, investigate, triage and recommend escalated compliant investigations for closure. As needed, the Postmarket Surveillance Specialist II (PSS-II) will coordinate investigations with departmental teams to identify complaint cause. The complaint investigati ...
Compliance, E-Communications Surveillance, Analyst/Associate - Salt Lake City, United States - Goldman Sachs Group, Inc.
Description
Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance.
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries.
You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading.
We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.Overview
The successful candidate will be responsible for reviewing the electronic and voice communications of Goldman Sachs employees to mitigate reputational and regulatory risk to the firm.
The review process will mainly focus on possible breaches of the law, the rules & regulations governing the securities and banking industries, as well as internal firm policy.
The Communications Compliance team works closely with other teams within Compliance, Legal, Employee Relations, Global Cyber Defense & Intelligence and Engineering.
Principal Responsibilities:
Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance, and the misuse of confidential information (among other risks)
Identify, document and resolve potential regulatory/compliance issues
Partner with Business Aligned Compliance and generate and review monthly reporting summaries on issues identified
Liaise with other teams within Compliance, Legal, Employee Relations and/or business management to assess and assign risk and follow up on issues identified during review of communications
Design, testing, and maintenance of communication surveillances
Assist with managing the firm's communication retention framework, including:
In partnership with Legal, evaluate potential surveillance requirements for communication functionalities within applications
Partner with Engineering to design, build, and test retention feed solutions for 3rd party applications
Manage integration of systems to ensure surveillance quality and behavior across innovative new platforms
Basic Qualifications:
2-5 years' experience, preferably in the financial services industry
Prior document and/or e-discovery review experience a plus
Strong interpersonal skills, including the ability to collaborate and work as a team
Attention to detail and strong follow-up skills
Additional language skills preferred
Excellent oral and written communications skills
Excellent problem solving skills with the ability to exercise sound and balanced judgment
Ability to handle multiple tasks simultaneously and work under pressure
Ability to juggle competing priorities and stakeholder concerns
MS Office tools such as Outlook, Word, and Excel skills including creating pivot tables, and running formulas. Knowledge of data manipulation and visualization techniques would be a plus
About Goldman Sachs
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.
We believe who you are makes you better at what you do.
We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.
Learn more about our culture, benefits, and people atWe're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process
Learn more:
The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
#J-18808-Ljbffr