VP Regulatory Reporting Officer - New York City Metropolitan Area

Only for registered members New York City Metropolitan Area, United States

1 month ago

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A leading broker-dealer firm is looking to hire a VP on the Regulatory Reporting team. An ideal candidate will have prior experience with the net capital and customer protection rules. · Day to day you will: · Complete/review daily SEC 15c3 and FRB reports. · Implement new system ...
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