Director, Compliance - Baltimore

Morgan Stanley is seeking a Director of Compliance in Baltimore to provide compliance coverage to the firm's broker dealers. The role involves providing advisory coverage regarding laws, regulations and internal policies. · Provide compliance coverage to the firm's broker dealers ...

Morgan Stanley is seeking a Director of Compliance in Baltimore to assist in the development and maintenance of Financial Crime Compliance models. · Oversee qualitative and quantitative analyses associated with ongoing monitoring. · Support model developers and vendors to perform ...

Morgan Stanley Services Group Inc. seeks a Director, Compliance in Baltimore, Maryland to provide compliance coverage to the broker dealers on a range of processes... · ...

Company Profile: · Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwide, including corporations, governments, and individuals f ...

Morgan Stanley is seeking a Director, Compliance in Baltimore to assist in the development and maintenance of Financial Crime Compliance models. The role involves qualitative and quantitative analyses associated with ongoing monitoring, periodic assessments, model performance mon ...

· Requisition Number: · Position Title: · External Description: · Role Summary · Investment Compliance is a dynamic team within Global Investment Operations. The team is responsible for ensuring adherence with a diverse set of requirements, including regulatory, prospectus, clie ...

As Director of Program Innovation and Compliance, this role provides direction, coordination, and oversight of programs division initiatives. The Director establishes policy/program initiatives designed to maximize performance while ensuring absolute compliance with federal and S ...

We are seeking an Executive Director of Educational Program Compliance in the School of Medicine Compliance Office who will be responsible for oversight, maintenance, and monitoring of Johns Hopkins University School of Medicine's compliance with all relevant laws, regulations, p ...

We are seeking an Executive Director of Educational Program Compliance who will be responsible for oversight, maintenance, and monitoring of Johns Hopkins University School of Medicine's compliance with all relevant laws, · regulations,policies and procedures,and ethical standard ...

We are seeking an Executive Director of Educational Program Compliance in the School of Medicine Compliance Office who will be responsible for oversight, maintenance and monitoring of Johns Hopkins University School of Medicine's compliance with all relevant laws regulations poli ...

We are seeking a Project Director who will be responsible for the execution and coordination of complex compliance projects for the School of Medicine Compliance Office. · The role serves as a conduit for communication between project managers and other executives who make strate ...

We are seeking a Project Director,SOM Educational Program Compliance who will be responsible for the execution and coordination of complex compliance projects for the School of Medicine Compliance Office.The role serves as a conduit for communication between project managers and ...

This is a full-time Compliance Director role at McCabe law firm practicing multiple areas of foreclosure litigation. The candidate will oversee adherence to regulatory requirements and review policies. · Review client agreements. · Draft policies. · Conduct internal audits. · ...

We are currently seeking a Compliance Director. This is a full-time remote role for a Compliance Director. The Compliance Director will oversee adherence to regulatory requirements and review and draft policies. · Review and redline all client agreements for review and approval. ...

The Department of Information Technology provides support to state agencies. · We are looking for a Senior Director of Compliance who will coordinate the development, · implementation and maintenance of policies and procedures across DoIT;This role is responsible for managing com ...

The Department of Information Technology provides support to state agencies... · ...

The Department of Information Technology (DoIT) provides support to state agencies. The Senior Director of Compliance is responsible for coordinating the development and implementation of policies and procedures across DoIT; implementing an internal and external audit program; pr ...

The Corporate Compliance Director is responsible for overseeing claims management activities and maintaining the compliance function through on-going monitoring of compliance requirements and risk assessment analysis. · Serves as first responder and processor for all claims, laws ...

The Corporate Compliance Director is responsible for overseeing claims management activities and maintaining the compliance function through ongoing monitoring of compliance requirements. · ...

The Corporate Compliance Director is responsible for overseeing claims management activities and ensuring compliance with applicable state and federal laws and regulations. · Participates in the definition and development of corporate policies and procedures. · Serves as first re ...