- Manage and supervise a team of Senior Analysts and Analysts, executing across a variety of regulatory compliance and financial crime-related functions, to include, but not limited to, Bank Secrecy Act (BSA), Anti-Money Laundering, Office of Foreign Asset Controls (OFAC), Know Your Customer (KYC), including Identification Verification (ID&V), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Ongoing Monitoring, and/or fraud investigations for the client.
- Oversee team performance regarding production and quality.
- Support managers and senior leadership with service delivery efforts, such as tracking key performance indicators, developing training materials, and evaluating performance, as appropriate.
- Perform quality assurance reviews of team's work product in accordance with client QA expectations.
- Accurately and thoroughly assessing team, work product quality and leveraging practices consistent with industry standards to provide coaching and constructive feedback to team to ensure quality decisions and appropriate review of potential illegal activity.
- Monitor and manage work queues across processes and prioritize assignments to minimize operational impact.
- Monitor, manage and communicate production metrics on an individual and team level across project resources.
- Create and present quality deliverables that support essential project workstreams.
- Provide guidance to analysts based on client expectations and prior subject matter experience.
- Lead training efforts to ensure consistency and quality across the team through large and small group meetings and 1-on-1 discussions.
- Consistently monitor the assigned team for effectiveness and efficiency and target areas of weakness.
- Serve as performance manager for junior team members.
- Other ad hoc project responsibilities, as needed.
- Bachelor's degree and a minimum 5 (five) years of prior relevant experience. However, relevant experience may be substituted for formal education or advanced degree.
- Strong leadership and time management skills.
- Ability to manage and prioritize several tasks simultaneously and autonomously.
- Subject matter expertise /investigative experience in the areas of Financial Crimes Compliance such as OFAC Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial Fraud Investigations.
- Understanding of the legal, corporate governance, and regulatory environment related to the BSA and USA PATRIOT Act, as well as knowledge of industry practices for operationalizing controls.
- Strong written and verbal communication skills including developing presentations for different audiences (Client Stakeholders, Senior Level Executives, Guidehouse Leadership).
- Strong proficiency in Microsoft Excel and other Microsoft Suite Products.
- Ability to quickly learn and adapt to new policies, procedures, and vendor systems.
- Ability to handle privileged and confidential information.
- Ability to deliver clear, constructive feedback and driving both individual and team performance.
- A demonstrable willingness to work more than 40 hours when needed.
- CAMS certification.
- End to end understanding of Transaction Monitoring/ Screening/ Fraud Operations/ SAR Reporting/Identification and Verification of Customers, KYC, CDD and EDD.
- Experience conducting quality assurance reviews related to financial crime investigations.
- Medical, Rx, Dental & Vision Insurance
- Personal and Family Sick Time & Company Paid Holidays
- Position may be eligible for a discretionary variable incentive bonus
- Parental Leave
- 401(k) Retirement Plan
- Basic Life & Supplemental Life
- Health Savings Account, Dental/Vision & Dependent Care Flexible Spending Accounts
- Short-Term & Long-Term Disability
- Tuition Reimbursement, Personal Development & Learning Opportunities
- Skills Development & Certifications
- Employee Referral Program
- Corporate Sponsored Events & Community Outreach
- Emergency Back-Up Childcare Program
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Financial Crimes Compliance Supervisor
1 week ago
Guidehouse Lewisville, United StatesJob Family: · Investigator · Travel Required: · None · Clearance Required: · None · What You Will Do: · * Manage and supervise a team of Senior Analysts and Analysts, executing across a variety of regulatory compliance and financial crime-related functions, to include, but not li ...
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Trade and Compliance Supervisor
2 days ago
CSI Solar - USA Mesquite, United StatesOverview · We are currently seeking a talented individual to join our team as an SCM Program Supervisor (Trade Compliance) at our facility in Mesquite, TX, · The Program Supervisor supports the organization's import and export operation, ensure trade compliance; Lead Supply Cha ...
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Trade and Compliance Supervisor
2 days ago
CSI Solar - USA Mesquite, United StatesJob Description · Job DescriptionOverviewWe are currently seeking a talented individual to join our team as an SCM Program Supervisor (Trade Compliance) at our facility in Mesquite, TX, 75149. · The Program Supervisor supports the organization's import and export operation, ensur ...
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Trade and Compliance Supervisor
2 days ago
Path Engineering Mesquite, United StatesJob Description · Job DescriptionRoleAs an SCM Program Supervisor (also known as Trade Compliance Supervisor), you'll lead a team of Supply Chain professionals, manage trade compliance, and spearhead special programs to optimize supply chain functions. This role involves providin ...
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quality assurance supervisor/compliance
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AUI Partners Fort Worth, TX, United StatesJob Description · Position Title: Quality Manager · Location: Fort Worth, TX · Date Posted: 02/02/2024 · Salary Interval: Full-Time · Pay Range: N/A · A job offer is contingent upon the completion of a satisfactory background check, negative drug test satisfactory to the AUI ...
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quality assurance supervisor/compliance
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AUI Partners Fort Worth, TX, United StatesPosition Title: Quality Manager · Location: Fort Worth, TX · Date Posted: 02/02/2024 · Salary Interval: Full-Time · Pay Range: N/A · A job offer is contingent upon the completion of a satisfactory background check, negative drug test satisfactory to the AUI drug and alcohol p ...
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quality assurance supervisor/compliance
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Jobot Arlington, TX, United StatesManufacturing Company Growing in Arlington, TX - Amazing Benefits + 401k match + More · We are a manufacturing company that makes rubber for the oil, gas, and aerospace industry. Currently we are seeking a Quality Manager to join our team. · We are currently seeking a dynamic, d ...
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Project Supervisor, Physician Claims
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Guidehouse Lewisville, United StatesThe Project Supervisor is responsible for overseeing the daily operations of a project(s) and the management of the project staff inclusive of onsite Team Members when applicable. A Project Supervisor is an extension of a client's business office staff. This position is responsib ...
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Operations Manager
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Guidehouse Lewisville, United StatesThe Operations Manager - Physician Claims Revenue Cycle oversees the day-to-day operations for Physician Managed Services. The Operations Manager position will be in the Lewisville, Texas service center. This position is responsible for meeting and exceeding department goals, cli ...
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Financial Crimes Compliance Supervisor - Lewisville, TX, United States - Guidehouse
Description
Job Family :
InvestigatorTravel Required :
NoneClearance Required :
NoneWhat You Will Do :
What You Will Need :
What Would Be Nice To Have :
What We Offer :
Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.
Benefits include:
About Guidehouse
Guidehouse is an Equal Employment Opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, national origin, ancestry, citizenship status, military status, protected veteran status, religion, creed, physical or mental disability, medical condition, marital status, sex, sexual orientation, gender, gender identity or expression, age, genetic information, or any other basis protected by law, ordinance, or regulation.
Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.
If you have visited our website for information about employment opportunities, or to apply for a position, and you require an accommodation, please contact Guidehouse Recruiting at or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodation.
Guidehouse does not accept unsolicited resumes through or from search firms or staffing agencies. All unsolicited resumes will be considered the property of Guidehouse and Guidehouse will not be obligated to pay a placement fee.
Financial Crimes Compliance Supervisor professionals in Lewisville
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David Siri
Operation Experience Representative