Senior Regulatory Advisor - New York - beBeeRiskManagement

A senior-level opportunity within a Broker-Dealer Regulatory Governance & Advisory team at a global financial institution. · Provide compliance guidance and challenge to business and support teams on regulatory and compliance matters · Escalate potential conduct issues, incidents ...

A senior-level opportunity within a Broker-Dealer Regulatory Governance & Advisory team at a global financial institution. · ...

We nurture a work environment where people with a variety of thoughts ideas and backgrounds guided by our shared values come together to make Capital One a great company - and a great place to work.Within Capital One the Regulatory Affairs function is a global team responsible fo ...

This is an open position with FirstEnergy Service Company, a subsidiary of FirstEnergy Corp. This position is within the State Finance and Regulatory Affairs organization and reports to the Vice President, NJ State Finance and Regulatory Affairs. · The estimated pay range for thi ...

This position is within the State Finance and Regulatory Affairs organization and reports to the Vice President, NJ State Finance and Regulatory Affairs. · Bachelor's degree in business, technical, or related discipline required. · Minimum 10 years' relevant experience required. ...

+This position is within the State Finance and Regulatory Affairs organization and reports to the Vice President, NJ State Finance and Regulatory Affairs. · + · +Develop, manage, and maintain positive business relationships with the Board of Public Utilities (BPU). · Service as a ...

A fast-scaling digital assets firm seeks a Senior Counsel to lead U.S. legal and regulatory matters. · Serve as U.S. legal lead within a globally expanding digital assets platform. · Partner closely with the legal team and C-suite on regulatory strategy, licensing, and complex co ...

The Senior Executive Compensation Advisor will join the Executive Advisory team within J.P. Morgan Private Advisory and report directly to the Head of Executive Advisory. · This individual will be responsible for providing expert guidance, thought leadership, and actionable advic ...

The Advisor Support Specialist is the dedicated operational partner to a Financial Advisor, · responsible for the seamless execution of the Advisor's daily practice and the elevation of their clients' experience. · ...

The Compliance Operations group is seeking a Client Onboarding Associate to support onboarding activities for Investment Advisors and Fund clients. · This role plays a critical part in ensuring all new client relationships meet AML , KYC , and regulatory requirements prior to acc ...

Wealth Management Risk & Controls Associate will help design build transform implement risk management framework lead ongoing identification assessment measurement business line material risks key controls. · Supports Wealth Management Risk Control organization execution risk con ...

The Legal & Compliance Senior Associate will support the organization's legal and regulatory obligations by assisting with contract management, · compliance monitoring, · regulatory filings, · policy and procedure creation & implementation, · & project management.Wealth managemen ...

Cantor Fitzgerald seeks an experienced Equities Compliance Advisor to provide strategic oversight and ensure regulatory compliance for its Equities businesses. · ...

We are conducting a confidential search on behalf of a global FinTech platform seeking a Bank Regulatory Counsel to join its growing legal and regulatory function. · This is an individual contributor role with high visibility direct engagement with regulators close partnership wi ...

We are looking for a Client Onboarding – Investment Advisors/Funds Group. · We support the team manager in all client onboarding activities for Investment Advisors and Funds. · Prepare KYC documentation. · Perform client due diligence. · Conduct OFAC and negative news screenings. ...

The Chief Information Security Officer (CISO) is responsible for establishing leading and continuously evolving Ceres' enterprise-wide information security and cyber risk program. · Define and own Ceres' information security and cyber risk strategy aligned with business objective ...

A senior-level opportunity with a rapidly growing blockchain-based prediction market platform that allows users to trade on real-world events using crypto. · ...

This is a full-time role for a Financial Advisor located on Long Island, New York. The Financial Advisor will build and maintain relationships with clients, assess their financial needs, and provide tailored solutions to meet their goals. · Strong knowledge of financial planning, ...

The Chief Information Security Officer (CISO) is a senior executive responsible for establishing, leading, and continuously evolving Ceres' enterprise-wide information security and cyber risk program. · ...

A large financial institution is seeking a compliance professional to join a senior advisory function. · ...

A credit market neutral hedge fund based in New York is looking to hire a Compliance Manager with experience within the hedge fund / investment management industry. · The ideal candidate is a detail-oriented compliance professional who communicates clearly and thrives in a fast-p ...