Investment Officer III, Investment Compliance - Sacramento

This position is eligible for incentive compensation and has a maximum incentive opportunity of 20% of base salary. CalSTRS Investment Performance & Compliance team is comprised of two units: Investment Performance & Analytics and Investment Compliance. The primary function is to ...

This position is eligible for incentive compensation and has a maximum incentive opportunity of 20% of base salary. · The CalSTRS Investments Branch is seeking an experienced individual to work as an Investment Officer III (IO III) on the Investment Compliance team. · Candidate w ...

+Job summary · Provide strategic leadership and operational oversight for the Investment Services Program within a financial institution environment. · +Bachelor's degree in a related field or equivalent experience in the investment services and insurance industries. · Minimum 5 ...

Meet with Credit Union members to advise develop recommend implement and monitor financial planning and investment products and services. · Bachelors of Arts degree is desired or equivalent experience in the personal investment field. · ...

We specialize in creating personalized wealth plans that align with each individual's priorities, · Analyzing financial dataManaging investment portfoliosRecommending suitable financial productsFostering strong client relationships through excellent customer service ...

Provide strategic leadership and operational oversight for the Investment Services Program within a financial institution environment. · ...

Meet with Credit Union members virtually to advise, develop, recommend, implement and monitor financial planning and investment products and services. · ...

Meet with Credit Union members virtually to advise develop recommend implement and monitor financial planning and investment products and services. · Meet with members virtually to mutually define their personal and financial goals needs priorities for the development of individu ...

The Investment Relationship Specialist is an engaged, goal-oriented, and proactive individual who has a passion for service excellence; utilizing expert customer services skills to support assigned Financial Advisor. · ...

The Investment Relationship Specialist supports assigned Financial Advisors with administrative and production growth duties. · Collaborate with parties to develop strategies for investment services promotion. · Foster strong relationships with branch partners. · ...

IMP is a rapidly growing Fintech and RegTech firm serving the buy-side of the investment management industry. · ...

About IMP · IMP is a rapidly growing Fintech and RegTech firm serving the buy-side of the investment management industry. We are creating solutions that leverage machine learning to improve the success of mission-critical projects for our clients. We have all of the advantages of ...

We are looking for an experienced Accounting Manager.This role involves overseeing the financial operations of multiple investment entities. · ...

Developing financial strategies aligned with the mission ensuring regulatory compliance collaborating with the CEO and leadership team. Manage cash flow investments and financial risks providing financial leadership and mentorship to finance and accounting team. · Collaborate wit ...

We are seeking a hands-on Controller with deep expertise in Statutory Accounting to oversee all financial and accounting operations, reporting and regulatory matters, · This is an exciting opportunity for a seasoned Controller to direct the accounting, financial, and administrati ...

This is a full-time role for an Investment Advisor at Talon Wealth in Sacramento, CA. As an Investment Advisor you will help clients achieve financial security by analyzing their goals developing customized investment strategies. · ...

We're looking for a strategic results-driven professional to join our Compliance team. · Own and manage core components of the compliance program including regulatory filings policies procedures testing monitoring and documentation. · Serve as a lead contributor for SEC examinati ...

+ Meet with Credit Union members to advise on financial planning + Develop individual financial plans + Introduce non-deposit investment products + Maintain compliance standards + · + Conduct portfolio reviews + Educate staff on referral opportunities + Keep up-to-date on current ...

Wells Fargo seeks a Senior Branch Premier Banker (SAFE) in Consumer and Small Business Banking. · We believe that a meaningful career is much more than just a job - it's about finding all of the elements to help you thrive, in one place. · ...

The CalSTRS Investments Branch is seeking an experienced individual to work as an Investment Officer I (IO I) on the Investment Services team. · ...