Director of Compliance - Denver Metropolitan Area
3 weeks ago

Job Summary
The Director of Compliance will oversee the Client's Compliance Department and manage the systems, processes,and personnel that support firm-wide compliance operations.Duties and Responsibilities
- Provide leadership by participating in leadership committees to help shape company strategy and policy.
- Drive company goals by guiding the achievement of annual KPIs, three-year objectives, and long-term strategic targets.
- Delete regulatory non-compliance issues through identification and remediation actions.
Job description
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