Director of Compliance - Denver Metropolitan Area

Only for registered members Denver Metropolitan Area, United States

3 weeks ago

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Job Summary

The Director of Compliance will oversee the Client's Compliance Department and manage the systems, processes,and personnel that support firm-wide compliance operations.

Duties and Responsibilities

  • Provide leadership by participating in leadership committees to help shape company strategy and policy.
  • Drive company goals by guiding the achievement of annual KPIs, three-year objectives, and long-term strategic targets.
  • Delete regulatory non-compliance issues through identification and remediation actions.

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