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- Analyzes external laws and regulations as well as internal processes and systems.
- Serves as a liaison between examiners, regulators, auditors, and legal and corporate compliance during compliance examinations, processes, and procedures.
- Prepares reports for management on results of compliance reviews, legal changes, or new regulations.
- Maintains a strong knowledge of current or changing laws, regulations, requirements, policies, and procedures that affect assigned area of the Bank.
Compliance Officer - Raleigh, United States - First Citizens
Description
OverviewThis position ensures the legal, operational, and risk management compliance of the Bank. Maintains an expert knowledge of new and existing laws that impact enterprise activities in order to recommend necessary changes. Reviews business processes, procedures, and activities for risks and inefficiencies. Assists internal and external audits. Develops and implements new, compliant policies as appropriate. Serves as a liaison between corporate, legal, and division teams to identify and resolve complex issues. Facilitates the security and integrity of Bank activities by ensuring compliance with all applicable rules, regulations, and standards.ResponsibilitiesCompliance Improvement
Business Support
Reporting
Compliance Expertise
QualificationsBachelor's Degree and 5 years of experience in Compliance, Legal, or Audit OR High School Diploma or GED and 9 years of experience in Compliance, Legal, or Audit License or Certification Type:
Certified Regulatory Compliance Manager (CRCM) designation Preferred, Valid Series 7, 63, 24, 65 or 66, and preferred insurance licenses Required, Certified Regulatory and Compliance Professional (CRCP) & ACAM designations Preferred#J-18808-Ljbffr