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    Audit Supervisor - Charlotte, United States - Workforce Connections

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    Description
    Onsite Audit Supervisor

    • Global Banking

    Location Options:
    Charlotte, NC ; East Hartford, CT; New York, NY; Stamford, CT


    Salary Range:
    USD $85,000 $110,000 / yr (offer will based on experience)

    THIS ROLE IS 100% ONSITE.

    Job Description


    The role sits within the Global Corporate and Investment Banking (GCIB) global Audit team at an VP level and involves working closely with the teams in the APAC, EMEA and LATAM regions.

    The role involves playing a lead role in the audits of GCIB front office.

    We expect the individual to work as an individual contributor or as an Auditor In-charge on global audits and conduct testing independently but maintain ongoing interaction with the other regional audit team.

    Develop an audit plan (e.g. audit scope, audit test plans) based on detailed evaluation of process/business risks & controls.
    Draft quality and timely audit reports supporting audit opinions and share results with audit and business leaders.
    Direct and mentor junior team members. Ensure timely completion of audits.
    Demonstrate professionalism and competence.
    Stay informed of current economic developments, applicable regulations, risk, processes, and controls relevant to GCIB business.

    Responsibilities

    Responsible for executing multiple areas of test work during audit activities
    Uses analytical skills and/or technical expertise to execute assigned audit testing responsibilities
    Identifies control deficiencies, discusses with line management and initiates control matter recommendations in assigned test areas
    Begins to demonstrate basic project management skills
    Assesses issues for impact to business processes, controls and strategies; recommends severity ratings and escalation of broad themes or trends
    Establish business partner relationships; primary engagement is with line management
    Exercises critical thinking and judgment to effectively influence management to improve the control environment
    Supports employee development efforts, teamwork and a positive and inclusive work environment

    Required Skills & Experiences


    Minimum 7-10+ years of Internal Audit/front office/risk management experience with at least 3 to 5 years of Global Banking experience.

    Knowledge of Banking products / process and associated risks
    Minimum University level of education in a recognized University.
    Able to perform effectively under pressure and comfortable at engaging with senior management at all levels of an organization across regions on complex issues
    Solid risk assessment, analytical, problem-solving skills, and ability to apply critical thinking
    Exceptional attention to details and ability to ask good questions to fully understand the business, process, and risk.
    Develop team members by providing day to day coaching and guidance when acting as an AIC
    Excellent verbal and written communication skills
    Have an adventures spirit and open to any opportunities coming once way.

    Desired Skills & Experiences

    Professional Certification - CA / ACCA / CFA / FRM / CIA will be a plus.
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