Director of Brokerage Operations - Jersey City

We are seeking an experienced Operations Director to join our dynamic team within our Broker-Dealer operations. The ideal candidate will play a pivotal role in ensuring seamless operational processes, mitigating risk, and maintaining compliance with regulatory standards. This pos ...

· About Futu US Inc. · Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). · Our core mission revolves around ...

We are seeking a highly analytical and detail-oriented Broker Dealer Operations Control Associate to join our team. · In this role, you will play a critical part in maintaining operational integrity, ensuring compliance with regulatory standards, and mitigating risk within broker ...

We are seeking a highly analytical and detail-oriented Broker Dealer Operations Control Associate to join our team. · Monitor and evaluate broker-dealer operational processes to identify potential risks and ensure compliance with regulatory requirements · Conduct trade reconcilia ...

· About Futu US Inc.: · Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). · Our core mission revolves around ...

+Join Our Team at Russell Tobin+ · +At Russell Tobin, we are committed to providing our employees with a comprehensive benefits package that includes healthcare coverage (medical, dental, and vision plans), supplemental coverage options (such as accident insurance, critical illne ...

We are seeking a highly analytical and detail-oriented Broker Dealer Operations Control Associate to join our team. · Monitor and evaluate broker-dealer operational processes to identify potential risks and ensure compliance with regulatory requirements. · Conduct trade reconcili ...

We are seeking a dynamic and analytical individual to join our Brokerage Operations Tax Compliance team. · Bachelor's degree and 1-3 years of experience in Financial Services. · Familiarity with IRS Rules Chapter 3 (NRA), Chapter 4 (FATCA), and Chapter 61 (Back-up Withholding). · ...

We are seeking a highly analytical and detail-oriented Broker Dealer Operations Control Associate to join our team. In this role, you will play a critical part in maintaining operational integrity, ensuring compliance with regulatory standards, · and mitigating risk within broker ...

The NYLIFE Securities Cashiering Operations Representative will work with clients to resolve highly sensitive issues with financial implications. · They will process time-sensitive customer transactions that require review, research and communication with agents and clients. · ...

The Brokerage Treasury Cash Management team is focused on managing the cash flows within the firm's bank accounts to ensure efficient balance management and maximize utilization of available funds as well as ensure that the firm conducts its daily settlement activities in a timel ...

The Brokerage Treasury Operations Analyst ensures cash flows in the firm's various depository accounts are managed properly and conducts funding and settlement activities to support the organization's cash management objectives. · ...

The Brokerage Treasury Operations Analyst will ensure cash flows in depository accounts are managed properly. · Manage daily check deposit flows in firm's depository accounts. · Conduct various daily cash management funding/settlement-related activities. · ...

The Brokerage Treasury Cash Management team is focused on managing the cash flows within the firm's bank accounts to ensure efficient balance management and maximize utilization of available funds as well as ensure that the firm conducts its daily settlement activities in a timel ...

The Brokerage Treasury Operations Analyst ensures cash flows in firm depository accounts are managed properly. · ...

As a Brokerage Operations Associate Analyst in Treasury's Cash Management Services division, you will support timely and accurate Money Movement-related transaction processing while adhering to policy, procedures, and regulatory guidelines. · ...

The Role: As a Brokerage Operations Associate Analyst you will work in Treasury's Cash Management Services division to support timely and accurate Money Movement-related transaction processing while adhering to policy procedures and regulatory guidelines. · ...

Embark on your journey as a Trade Lifecycle Manager II where you'll be instrumental in managing the pre- and post-trading life cycle across all asset classes. · ...

We are seeking a Director of Real Estate Brokerage Operations with strong real estate expertise who can strengthen the company's systems across departments. · ...

We are seeking a Director of Real Estate Brokerage Operations with strong real estate expertise who can strengthen the company's systems across departments. · ...