Regulatory Compliance Consultant - Deerfield Beach, FL
2 days ago

Job summary:
We are frequently seeking qualified candidates to support our regulatory compliance consulting and support services for broker-dealers, SEC and State registered investment advisers, hedge funds and other financial institutions.The successful candidate will be a self-starter with regulatory compliance experience preferably with a Federal State or Self-Regulatory organization.,
,We require short term travel to conduct consulting engagements at the client site and through remote document inspection.,
- The Regulatory Consultant will be responsible for designing and conducting regulatory examinations of financial institutions including broker-dealers,
- The Regulatory Consultant is responsible for participating in the development
- The Regulatory Consultants are also required to attend periodic industry meetings,
Job description
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