Analyst, Compliance Consulting - Houston, TX - Kroll Inc.

    Kroll Inc.
    Kroll Inc. Houston, TX

    1 week ago

    Description

    Analyst, Compliance Consulting

    We are seeking an Analyst to support our Compliance Consulting team.

    The successful candidate will be part of a team responsible for developing implementing and maintaining compliance programs for various investment managers ensuring that client organizations adhere to their legal and regulatory requirements.

    • Drafting and customizing policies procedures in accordance with Firm's regulatory requirements;
    • Conducting ongoing testing preparing annual compliance program review reports;
    • Preparing agendas attending client calls drafting follow-up action memos;
    • Drafting registration statements regulatory filings compliance training presentations disclosure documents providing practical guidance on compliance with federal securities laws.

    About the Role:


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