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    Compliance Officers - Dallas, TX, United States - Comerica

    Comerica
    Comerica Dallas, TX, United States

    3 weeks ago

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    Description
    Compliance Specialist II, Assistant Vice President

    The Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management.

    This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist in detecting, assessing, and responding to emerging risks.
    Regulatory Compliance
    Interprets and makes recommendations of new or revised regulatory requirements in support of Compliance Management System (CMS) requirements.
    Work collaboratively with the Line of Business and Compliance to understand current practices.
    Makes recommendations and collaborates to execute any required changes in support of CMS requirements.
    Performs analysis in managing risks in existing operations resulting from industry lawsuits, settlements, etc. associated with regulatory violations.
    Work collaboratively with Retail lines of business to understand current practices.
    Collaborate with others for required changes to business activities.
    Reporting/Project Management
    Participate meetings and addressing questions, regarding regulatory requirements in specific fact-based scenarios.
    Collaborate with the Line of Business and Compliance.
    Collaborate with Senior Compliance Manager on senior management compliance reporting.
    Testing/Exam
    Oversight of periodic self-monitoring or testing to determine whether policies and procedures are being followed.
    Training
    Develop and review role-based training materials and training tools as needed.
    In partnership with the Line of Business and Compliance make recommendations and review of customer facing documents.
    Bachelor's degree from an accredited university or 4 years of relevant work experience
    7 years related experience in Compliance or Risk Management
    2 years of Microsoft Office Products
    8:00am - 5:00pm Monday - Friday. This position offers a hybrid work model that includes onsite and remote days as determined by the manager.
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