No more applications are being accepted for this job
Senior Compliance Officer - Greenwich, United States - Larson Maddox
Description
A global investment firm in NYC is looking for a Senior Compliance Officer to join their team.The Senior Compliance Officer will work alongside the Chief Compliance Officer to oversee the firm's public markets trading compliance program.
This role will be performed on a hybrid schedule.Responsibilities :
Manage firm's compliance testing programAdminister firm's compliance policies and proceduresAdminister Code of EthicsReview employee request approvals including gifts and entertainment, outside business activities and political contributions.