Chief Compliance - Louisville - DPL Financial Partners

    DPL Financial Partners
    DPL Financial Partners Louisville

    1 week ago

    Description

    A leading financial services firm seeks a Chief Compliance Officer and General Counsel to lead its legal and compliance functions.

    This senior role involves overseeing regulatory compliance, managing legal affairs, and collaborating with executive leadership to align operations with federal and state regulations.

    Ideal candidates will have 10+ years of experience in financial services and a proven track record in compliance programs. The position offers a competitive salary and a flexible hybrid work environment.
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    Chief Compliance Officer and General Counsel

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    Job Title: Chief Compliance Officer and General Counsel · Work Location: Remote/Onsite · Employment Type: Full Time · Reports to: CEO · Company Overview · DPL Financial Partners is leading the commission-free annuity marketplace dedicated to empowering Registered Investment Advis ...

    Louisville

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    Chief Compliance Officer and General Counsel

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    DPL Financial Partners is seeking a dynamic and strategic Chief Compliance Officer (CCO) and General Counsel to lead our legal and compliance functions. · Compliance Program Leadership: Design, implement, and maintain a comprehensive enterprise-wide compliance program tailored to ...

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    1 month ago

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    Chief Compliance Officer and General Counsel

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