Compliance Auditor - Laredo, United States - International Bank of Commerce

Description

IBC Bank successes are the result of an aggressive and innovative attitude. The Bank's "We Do More" philosophy reflects it's dedication to the growth and success of it's employees, customers and communities. IBC bank hires talented, creative and dedicated individuals to help our business succeed. We are a company that values leadership, community engagement and relationship building that leads to a culture of excellence. We are currently seeking to fill positions across all business segments. IBC's focus is to be customer centric and strive to provide excellent customer experience.

Time Type:
Full time

Department:
671 Compliance

Job Summary:
Responsible for different elements of the Compliance Program, including training, policies and procedures, complaint management and monitoring and audits.

Job Description:

ESSENTIAL JOB FUNCTIONS

The statements on this job description are intended to describe the general nature of level of work being performed by incumbents. They are not an exhaustive list of all responsibilities, duties, and skills required by all incumbents.

• Performs self-audits and monitoring for compliance with various lending and deposit laws and regulations, Document reviews and findings
• Review corrective action provided by LOB and determine if appropriate. Track corrective action implementation
• Research and respond to compliance related inquiries and review documentation for compliance with regulations
• Generates different reports for management reporting - training, enforcement actions, customer feedback, CRA reports, etc
• Performs any audits that are not assigned to the third-party auditor
• Assists in the coordination and support of 3rd party compliance audit
• Participates in special department projects (i.e. exam prep)
• Performs geocoding of data for different management reporting as necessary
• Ensures that areas of responsibility are included in management reports as necessary
• Assists in reviewing marketing and PR materials for compliance with laws and regulations
• Assists in the Consumer Feedback Management program
• Supports Compliance officer on research requests and emerging issues
• Provides assistance in training personnel on the Bank's compliance policies and procedures (in person or training alerts)
• Assists in developing and implementing procedures to comply with compliance regulations
• Attends seminars, workshops, and various trainings as necessary to develop and maintain
• Other activities assigned as deemed necessary by Management

SKILLS

• Critical thinking and sharp attention to detail
• Excellent verbal/written communication skills
• Proficient in Microsoft Office (Excel, PowerPoint, Word, etc.)
• Organizational and planning abilities
• Statistical Analysis
• Problem-solving and innovative thinking
• Industry-specific technical knowledge
• Fast learner and ability to work in fast paced work environment

EDUCATION & KNOWLEDGE

• College Degree or Five years of Banking Experience
• Knowledge of Consumer Compliance regulations
• Knowledge of audit process
• Attention to detail, analysis and critical thinking to evaluate outcome of audit reviews
• 3-5 years of banking experience preferred
• CRCM certification preferred but not required