Regulatory Compliance Lead Auditor - New York City Metropolitan Area

Only for registered members New York City Metropolitan Area, United States

4 weeks ago

Default job background

Job summary

We are partnered with a foreign banking organization seeking to hire a VP Lead Auditor to join their Regulatory Compliance Audit team based in New York City.
This position will lead and execute audits focused on second-line regulatory compliance ensuring adherence to internal policies industry standards and regulatory expectations.
Lorem ipsum dolor sit amet
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.

Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.

Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Get full access

Access all high-level positions and get the job of your dreams.



Similar jobs

  • Work in company

    Senior Director Financial Reporting @ Rapidly expanding REIT

    Only for registered members

    This high-impact leadership role will oversee all SEC reporting requirements for the firm, working closely with senior executives and cross-functional teams. · Lead the preparation, review, and filing of all SEC documents · Ensure compliance with SEC regulations · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Staff Auditor

    Only for registered members

    We are seeking an experienced Consultant to support our engagement with A leading Banking client in New York city. · This role will lead audit engagements, provide consulting support, and ensure compliance across Prime Funds operations globally. · The ideal candidate brings deep ...

    New York City Metropolitan Area

    3 weeks ago

  • Work in company

    Senior Internal Auditor

    Only for registered members

    In this role the senior internal auditor will be an integral part of a sarbanes oxley team within the department driving process improvements to safeguard our assets reduce risks and enhance operational efficiency. · ...

    New York City Metropolitan Area

    2 weeks ago

  • Work in company

    Financial Controller

    Only for registered members

    HWThree está buscando un controlador para supervisar asuntos contables para varias entidades de una compañía global de corretaje y criptomonedas. Se requiere experiencia previa en contabilidad y finanzas para este puesto. · ...

    New York City Metropolitan Area

    2 weeks ago

  • Work in company

    VP, Fund Finance

    Only for registered members

    We're partnered with a high-performing Private Credit firm looking for an ambitious, up and coming mid-level and strategic finance leader to oversee all fund-level finance operations across its growing credit and venture-focused platforms. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    VP Audit Manager

    Only for registered members

    We are partnered with a global financial institution seeking an experienced VP Liquidity Risk Auditor to join its Internal Audit Department. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Controller

    Only for registered members

    A professional services organization in the architecture, engineering, and environmental (AEC) consulting space is seeking a strategic, hands-on Controller to lead accounting operations and financial reporting. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Internal Control Manager

    Only for registered members

    The NYC Department of Consumer and Worker Protection (DCWP) protects and enhances the daily economic lives of New Yorkers to create thriving communities. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Associate Director of Finance

    Only for registered members

    This is an Associate Director of Finance role that involves reviewing financial statements and ensuring timely and accurate investor reporting. · ...

    New York City Metropolitan Area

    2 weeks ago

  • Work in company

    Internal Control Manager

    Only for registered members

    The NYC Department of Consumer and Worker Protection (DCWP) is seeking an Internal Control Manager to analyze processes to identify risks, improve efficiency, · and ensure the agency is complying with laws and regulations.The Internal Control Manager will report directly to the D ...

    New York City Metropolitan Area

    6 days ago

  • Work in company

    Controller

    Only for registered members

    Equity REIT seeks Controller to lead corporate accounting and financial reporting functions. · ...

    New York City Metropolitan Area

    6 days ago

  • Work in company

    Vice President Internal Audit

    Only for registered members

    This role focuses on conducting and managing regulatory audits across our investment banking operations. · You will play a critical role in assessing how effectively the bank adheres to regulatory requirements and internal compliance frameworks. · ...

    New York City Metropolitan Area

    20 hours ago

  • Work in company

    Global Head, Product Control

    Only for registered members

    Job Summary · A leading global financial services platform is seeking a Global Head of Product Control to oversee the end-to-end product control function across a diverse, multi-asset trading and investment environment. · This role carries enterprise-wide responsibility for finan ...

    New York City Metropolitan Area

    3 weeks ago

  • Work in company

    Fund Controller

    Only for registered members

    This is a high-impact opportunity for a hands-on finance professional to play a key role in overseeing fund accounting and structured credit operations within a fast-paced, entrepreneurial environment. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Senior Internal Auditor

    Only for registered members

    The Senior Internal Auditor will evaluate and assist in improving the effectiveness of internal control, risk management and governance processes of auditees. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Senior Manager Finance Accounting

    Only for registered members

    Our client is mission-driven renewable energy company committed to accelerating the transition to a cleaner energy future. · Manage the monthly, quarterly, and annual close process ensuring accuracy timeliness · ...

    New York City Metropolitan Area

    1 week ago

  • Work in company

    Postal Clerk

    US Postal Recruitment

    The Postal Service is hiring nationwide for various positions. The job includes great pay and benefits, good working conditions, career advancement, and great job security. · To qualify for employment you must be 18 years of age or older. · You must be a U.S. citizen. · ...

    Art

    1 week ago

  • Work in company

    Vice President Finance

    Only for registered members

    A leading self-clearing broker-dealer is seeking an accomplished EVP of Finance & Operations to oversee all financial, operational, and regulatory functions of the firm. · ...

    New York City Metropolitan Area

    4 weeks ago

  • Work in company

    Senior Accountant

    Only for registered members

    Our client is a leading FinTech / SaaS provider with global presence and diverse global client base. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Analyst/Associate Finance

    Only for registered members

    We are looking for an Accounting Analyst/Associate to work on a small team with a lot of exposure across the business. The role is newly created due to growth of the firm and will assist the SVP Finance and CFO in all aspects of fund accounting and fund finance. · ...

    New York City Metropolitan Area

    2 weeks ago