-
Compliance Officer North America
1 day ago
Expert Executive Recruiters (EER Global) Baltimore, United StatesCompliance Officer - North America · Our client is a leading global end-to-end retail technology platform for unattended & attended commerce. Their mission is to simplify commerce and payments for retailers while driving growth, optimizing operations, and enhancing consumer engag ...
-
Compliance Officer North America
5 days ago
Expert Executive Recruiters Baltimore, United StatesCompliance Officer - North America · Our client is a leading global end-to-end retail technology platform for unattended & attended commerce. Their mission is to simplify commerce and payments for retailers while driving growth, optimizing operations, and enhancing consumer enga ...
-
T. Rowe Price Baltimore, United StatesT. Rowe Price · Director - Regulatory Advisory Compliance - North America Compliance · Baltimore , · Maryland · Apply Now · There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. We are a premierassetmanagerfocused on delivering global i ...
-
Compliance Officer North America
3 weeks ago
Expert Executive Recruiters Baltimore, United StatesCompliance Officer - North America · Find out more about this role by reading the information below, then apply to be considered. · Our client is a leading global end-to-end retail technology platform for unattended & attended commerce. Their mission is to simplify commerce and ...
-
T Rowe Price Group, Inc Baltimore, United StatesThere is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The work we do mat ...
-
Senior Financial Analyst
3 weeks ago
Competitive Power Ventures Baltimore, United StatesCompetitive Power Ventures, Inc. ("CPV"), with headquarters in Silver Spring, MD, and offices in Braintree, MA and Houston, TX, is uniquely positioned to leverage global technology and financial partnerships to help modernize America's power generation. We are driven to improve o ...
-
Landfill Engineer
1 week ago
Waste Management Baltimore, United StatesAs an EEO/Affirmative Action Employer, all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, age, national origin, disability, or veteran status. · Waste Management (WM), a Fortune 250 ...
-
Financial Analyst
3 weeks ago
Vicinity Energy, Inc. Baltimore, United StatesVicinity Energy is North America's largest provider of district energy solutions, offering low carbon energy to most of the iconic buildings you see in the skylines of Boston, Cambridge, Philadelphia, Baltimore and many other cities in the US. As a member of the communities we se ...
-
Representative, Client Svc II
1 week ago
Canon Solutions America, Inc. Baltimore, United States· Representative, Client Svc II · US-MD-Baltimore · Job ID: 31995 · Type: Full-Time · # of Openings: 1 · Category: Customer Service/Support · MD - Baltimore-Stifel-MS · About the Role · Advanced proficiency in site operations and procedures with ability to assign tasks to colle ...
-
Product Lead Commercial
1 day ago
DAP Baltimore, United StatesDAP is looking to hire a Product Lead - Commercial & Digital Data in our IT Department. · Summary: · The Product Lead – Commercial and Digital Data, is responsible for the strategic development and operations of the commercial and digital data practice including managing staffin ...
-
Diesel Mechanic
1 week ago
Kenan Advantage Group Baltimore, United States OTHERDescription · KAG is North America's largest tank truck transporter and logistics provider, delivering energy commodities, specialty products, merchant gases and food products across the United States, Canada, and Mexico. · KAG is now seeking to hire a Lead Diesel Mechanic. · H ...
-
CDL Delivery Truck Driver
3 weeks ago
ABC Supply Co. Inc. Baltimore, United States Full timeIf you're a licensed CDL Driver looking to advance your career with a nationally established company, look no further. ABC Supply, America's largest wholesale distributor of exterior and interior building products, offers professional driving opportunities that allow you to do wh ...
-
Analyst - Scheduling & Grade Reporting
3 weeks ago
Baltimore City Public School System Baltimore, United StatesFunctioning at an advanced level of expertise, the scheduling analyst performs administrative and technical duties involving complex scheduling tasks with strong analytical skills. Supports academic scheduling and grading policies and processes, system analysis, and translating f ...
-
DSC Laborer
10 hours ago
American Sugar Refining Baltimore, United StatesASR Group is the world's largest refiner and marketer of cane sugar, with an annual production capacity of more than 6 million tons of sugar. The company produces a full line of grocery, industrial, food service and specialty sweetener products. Across North America, ASR Group ow ...
-
Facilities Maintenance Mechanic
3 weeks ago
Federal Reserve System Baltimore, United States Full timeCompany · Federal Reserve Bank of RichmondWhen you join the Federal Reserve—the nation's central bank—you'll play a key role, collaborating with a dynamic and diverse team of mission-driven professionals to strengthen and protect our economy and our communities. · Bring your p ...
-
Supplier Quality Engineer
3 weeks ago
Middle River Aerostructure Systems Baltimore, United States· Position Title: Supplier Quality Engineer · Location: Baltimore, MD, US, 21220 · Date: Mon, 20 May 24 06:04:32 CDT · Company Name: STENAHCM20 · Description: About Us: · Middle River Aerostructure Systems is a world-leading manufacturer of thrust reversers (the braking system o ...
-
Paraeducator - Early Literacy Tutor SY 24-25
3 weeks ago
Baltimore City Public School System Baltimore, United StatesWorks with students who have been identified as struggling readers in grades K through 2 to provide individual and/or small group reading tutoring. Other duties may include assessing student performance, motivating student learning, and assisting with classroom management and sch ...
-
Commercial Construction Risk Portfolio Manager
3 weeks ago
M&T Bank Baltimore, United StatesConstruction Risk Manager page is loaded · Construction Risk Manager · Apply · remote type · Hybrid Position · locations · Baltimore, MD · time type · Full time · posted on · Posted 2 Days Ago · job requisition id · R60437 · OVERVIEW · Monitor and assess the credit ...
-
Kitting Cell Leader
3 weeks ago
Middle River Aerostructure Systems Baltimore, United States· Position Title: Kitting Cell Leader · Location: Baltimore, MD, US, 21220 · Date: Mon, 20 May 24 06:04:32 CDT · Company Name: STENAHCM20 · Description: About Us: · Middle River Aerostructure Systems is a world-leading manufacturer of thrust reversers (the braking system on a je ...
-
Truck Driver Class A Home Weekly Regional
5 days ago
Ryder System BALTIMORE, United States Full timePosition Description · Immediate opening for a SOLO Class A CDL Truck Driver and we want the right Trucker to join us at Ryder in the state of Pennsylvania · Call Nick or Text "PA" to · See and Hear from a Ryder Employee who Drives for Us Here: · https://RyderCareers.Video/Cones ...
Director - Regulatory Advisory Compliance - North America Compliance - Baltimore, United States - T Rowe Price Group, Inc
Description
There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference.We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future.
The work we do matters. We invite you to explore the opportunity to join us and grow your career with us.About this Position
We are seeking a highly skilled and experienced professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses.
This role will be responsible for assisting the Head of North America Compliance in developing and maintaining an effective compliance program that ensures adherence to legal and regulatory requirements within the investment industry.
Responsibilities
Assist the Head of North America Compliance in overseeing and managing the firm's investment adviser compliance program and ensuring compliance with all applicable laws, regulations, and guidelines.
Collaborate with various departments to develop, implement, and maintain policies and procedures that promote compliance with regulatory requirements and industry best practices.
Stay up to date with changes in regulatory requirements and industry trends to provide guidance and expertise on compliance matters.
Assist in the development and delivery of compliance training programs to educate associates on relevant laws, regulations, and policies.Collaborate with other assurance partners to advice the business on compliance and regulatory matters.
Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and coordinating regulatory examinations.
Qualifications
Required:
Bachelor's degree in finance, business administration, law, or a related field.
12+ years of experience in compliance within the investment management or financial services industry, with a focus on regulatory compliance.
Preferred:
Advanced degree or professional certifications (such as CFA, CPA, or JD)
Prior experience supporting Exchange-Traded Funds (ETFs) or separately managed account platforms
Strong knowledge of relevant laws, regulations, and guidelines, including but not limited to SEC, FINRA, and other regulatory bodies
Proven track record of designing and implementing compliance programs and controls within a complex organization
Excellent analytical and problem-solving skills with the ability to identify and mitigate compliance risks effectively
Exceptional communication and interpersonal skills to effectively collaborate with stakeholders at all levels
Ability to work independently and manage multiple priorities in a fast-paced, dynamic environment
Strong attention to detail and organizational skills to ensure accurate reporting and documentation
Demonstrated leadership qualities and ability to influence and inspire a culture of compliance
FINRA Requirements
FINRA licenses are preferred and may be supported for this role.
Work Flexibility
This role is eligible for remote work up to two days a week.
Commitment to Diversity, Equity,
and
Inclusion:
We strive for equity, equality, and opportunity for all associates.
When we embrace the power of diversity and create an environment where people can bring their authentic and best selves to work, our firm is stronger, and we create greater value for our clients.
Our commitment and inclusive programming aim to lift the experience for each associate and builds allies for our global associate community.
We know that a sense of belonging is key not only to your success at the firm, but also to your ability to bring your best each day.
Benefits:
We invest in our people through a wide range of programs and benefits, including:
Competitive pay and bonuses as well as a generous retirement plan and employee stock purchase plan with matching contributions
Flexible and remote work opportunities
Health care benefits (medical, dental, vision)
Tuition assistance
Wellness programs (fitness reimbursement, Employee Assistance Program)
Our policies may change as our working lives evolve.
Yet, our commitment to supporting our associates' well-being and addressing the needs of our clients, business, and communities is unwavering.
T. Rowe Price is an equal opportunity employer and values diversity of thought, gender, and race.We believe our continued success depends upon the equal treatment of all associates and applicants for employment without discrimination on the basis of race, religion, creed, color, national origin, sex, gender, age, mental or physical disability, marital status, sexual orientation, gender identity or expression, citizenship status, military or veteran status, pregnancy, or any other classification protected by country, federal, state, or local law.
#J-18808-Ljbffr