-
Senior Lead Compliance Officer
2 weeks ago
WELLS FARGO BANK Irving, United States Full timeAbout this role: · Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Wealth & Investment Management (WIM) Compliance. Learn more about the career areas and business divisions at . This Senior Lead Compliance Officer will provide compliance lead ...
-
Hispanic Technology Executive Council Irving, United StatesThis position is for a Senior Vice President in the Central Testing Utilitys (CTU) Strategy, Governance, and Automation (SGA) Team. Specifically, this role will be in the Strategy Unit in the SGA. This team is responsible for establishing the Controls Testing framework, developin ...
-
Hispanic Technology Executive Council Irving, United StatesThis position is for a Senior Vice President in the Central Testing Utilitys (CTU) Strategy, Governance, and Automation (SGA) Team. Specifically, this role will be in the Strategy Unit in the SGA. This team is responsible for establishing the Controls Testing framework, developin ...
-
McKesson Irving, United StatesEffective Date: February 22, 2017 · . · **Your Consent** · *Google Analytics* · We may use Google Analytics to measure how you interact with our website in order to improve the user experience. To learn more about Google Analytics privacy practices and opt-out, click . · *Go ...
-
Senior Loan Officer
1 week ago
GoodLeap Dallas, United StatesNote: This position is also available at our campuses in Scottsdale, AZ, Irvine, CA, Dallas, TX, and Sacramento, CA. · ABOUT GoodLeap · We provide friendly financing options for those who dream of living a more sustainable lifestyle and want to save money using modern technology. ...
-
SVP, Fraud Risk Senior Officer
2 weeks ago
Citigroup Irving, TX, United StatesThe Fraud Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically a small number of people within the business that provide the same level of expertise. Excellent c ...
-
Citigroup Irving, TX, United States FreelanceCiti Legal is responsible for providing legal advice to the Board of Directors, senior management, businesses, legal entities and other functions on legal and regulatory issues and for reporting, escalating, and resolving legal matters appropriately. Approximately 1,200 in-house ...
-
SVP, Business Risk Senior Officer
2 weeks ago
Citigroup Irving, TX, United StatesThe Business Risk Sr Officer role is a strategic professional who is pivotal in managing Partner's Control framework and performing required duties to complete the partner control execution in a timely manner (i.e., 3rd Party BAO activities, Exam deliverables coordination) Additi ...
-
Senior Compliance Officer
2 days ago
Western Alliance Bank Dallas, United StatesThe Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role provides second-line independent oversight and guidance regarding business produc Compliance Officer, Advisor, ...
-
Senior Compliance Officer
1 week ago
Western Alliance Bancorporation Dallas, United StatesJob Title: · Senior Compliance Officer - Advisory and Guidance · Location: · CityScape · What you'll do: · The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role prov ...
-
Citigroup Inc Irving, United StatesThis position is for a Senior Vice President in the Central Testing Utilitys (CTU) Strategy, Governance, and Automation (SGA) Team. Specifically, this role will be in the Strategy Unit in the SGA. This team is responsible for establishing the Controls Testing framework, developin ...
-
Senior Philanthropic Officer
1 week ago
Bank of America Dallas, United StatesSenior Philanthropic Officer (SPO) · Pennington, New Jersey;Dallas, Texas; Charlotte, North Carolina · **Job Description:** · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how ...
-
Senior Office Assistant
2 weeks ago
City of Dallas Texas Dallas, United StatesWelcome to the City of Dallas · The City of Dallas is one of the largest employers in the DFW Metroplex. · We offer growth opportunities and a chance to make a difference in our community. · What do we offer? · A competitive salary, five-year vested pension plan, great benefi ...
-
Senior Philanthropic Officer
2 weeks ago
Bank of America Dallas, United StatesSenior Philanthropic Officer (SPO)Pennington, New Jersey;Dallas, Texas; Charlotte, North Carolina**Job Description:**At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run o ...
-
Senior Philanthropic Officer
3 weeks ago
Bank of America Dallas, United StatesJob Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...
-
Senior Trust Officer
2 weeks ago
Bank of America Dallas, United StatesSenior Trust Officer · Dallas, Texas · **Job Description:** · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammate ...
-
Senior Escrow Officer
1 week ago
Taylor Morrison Dallas, United StatesJob Description SummaryAs a Senior Escrow Officer working for Taylor Morrison you will be responsible to manage the escrow and closing transaction efficiently and effectively from title & escrow order opening through closing, disbursement, recording, and title policy. You will co ...
-
Senior Philanthropic Officer
2 weeks ago
Bank of America Dallas, United StatesJob Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One ...
-
VP, Senior BSA Compliance Officer
3 weeks ago
NexBank Dallas, United StatesCompany Overview: · Originally founded in 1922 and headquartered in Dallas, Texas, NexBank (the "Bank") is part of NexBank Capital, Inc. (the "Company"), a fully integrated financial services organization that includes a commercial and investment bank. NexBank is a leading region ...
-
VP, Senior Compliance Officer
1 week ago
Ultimus Fund Solutions, LLC Dallas, United StatesSUMMARY · The VP, Senior Compliance Officer serves as a Chief Compliance Officer (CCO) to trusts of mutual funds and closed-end fund clients of Ultimus Fund Solutions (UFS) in support of the funds' Rule 38a-1 compliance program obligations. This includes maintaining the Rule 38a ...
Senior Lead Counsel, Ethics Senior Officer - Irving, TX, United States - Citigroup
Description
Job DescriptionCiti Legal is an integrated, global function responsible for providing legal advice to the Board of Directors, senior management, businesses, legal entities and other functions on legal and regulatory issues and for reporting, escalating, and resolving legal matters appropriately.
The Citi Global Ethics Office works with partners all over the world, including with other Citi control functions, to communicate Citi's values and expectations of employee behavior, handle internal investigations of employee-related issues and to identify and escalate matters, as appropriate.
Based in Irving, Texas, or Tampa, Florida the Ethics Group Manager will report to a Director in Citi's Global Ethics Office and ultimately to Citi's Head of Ethics.
This position will be responsible for the effective management of ethics-related investigations across control and enterprise-support functions within North and Latin America, as well as parts of APAC.
In that capacity, the role must coordinate the timely investigation and effective management of matters reported to the Ethics Office, provide direction and guidance to investigation partners performing ethics-related investigations, and liaise with partners in ICRM, HR, CSIS, and other functions, as appropriate, on investigations and other Ethics Office initiatives.
Qualifications:
The successful candidate will have a minimum of 5 years of litigation, prosecutorial, investigations, employment law, or regulatory experience, including familiarity with the financial services industry and products, and a strong understanding and familiarity with a global, corporate environment.
This individual should also possess extraordinary project management and organizational skills and be capable of handling multiple projects at one time.
Familiarity with the United States Sentencing Guidelines, the Sarbanes-Oxley Act, whistleblowing laws and regulations outside the United States, and related best practices is a plus.
Excellent interpersonal communication and presentation skills (written and oral) are critical, as this individual will work in a high volume, fast-paced environment.
The primary responsibilities will include:
Evaluating concerns reported to the Ethics Office.
Determining assignment of matters reported to the Ethics Office to the appropriate control function partners.
Effectively managing the investigation of matters reported to the Ethics Office, including active monitoring and follow up with control function partners performing Ethics Office investigations.
Providing credible challenge to control function partners performing Ethics Office investigations, giving direction and guidance to the end-to-end handling of internal investigations.
Preparing accurate and concise written closure summaries for Ethics Office matters.Escalating and reporting on significant matters and trends.
Evaluating new laws, regulations, and regulatory guidance related to employee reporting hotlines.
Preparing materials for presentations as part of employee engagement programs.
Assisting with other Ethics Office initiatives as needed.
Additional duties as assigned.
Candidates Must Have:
Ability to both work independently and collaborate with team membersExcellent project management and organizational skills and capability to handle multiple projects at one timeExcellent verbal and written communication skills and the ability to prepare accurate summaries of complex facts and conceptsJ.D.
and legal background strongly preferred Job Family Group:
Compliance and
Control Job Family:
Ethics Time Type:
Full time
Primary Location:
Irving Texas United States Primary Location Full Time Salary Range:
$156, $234,240.00In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards.
Citi offers competitive employee benefits, including:
medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs.
Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays.
For additional information regarding Citi employee benefits, please visit Available offerings may vary by jurisdiction, job level, and date of hire Anticipated Posting Close Date:Jun 04, Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities.If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View the "EEO is the Law" poster. View the EEO is the Law Supplement.View the EEO Policy Statement.
View the Pay Transparency Posting
