President, Broker-Dealer - Leawood - CreativeOne

    CreativeOne
    CreativeOne Leawood

    1 week ago

    Description

    A financial services firm located in Overland Park, Kansas, is seeking an Executive President to lead its Broker/Dealer and Registered Investment Adviser operations.

    The role demands extensive experience in financial management, regulatory compliance, and strategic growth initiatives. Required qualifications include significant industry experience and relevant FINRA licenses. This full-time position will also assist in bolstering business development strategies and maintaining fiduciary responsibilities while ensuring operational excellence.
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    President - Securities

    Only for registered members

    The President of the Broker/Dealer and Registered Investment Adviser (RIA) is responsible for leading all aspects of the firm's operations, strategy, and growth. · Develop and execute CreativeOne's strategic vision, business plan, and growth initiatives for both the broker/dealer ...

    Leawood

    3 weeks ago

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    President - Securities

    Only for registered members

    The President of the Broker/Dealer and Registered Investment Adviser (RIA) is responsible for leading all aspects of the firm's operations, strategy, and growth. · ...

    Leawood

    3 weeks ago

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    President - Securities

    Only for registered members

    The President of the Broker/Dealer and Registered Investment Adviser (RIA) is responsible for leading all aspects of the firm's operations, strategy, and growth. · Bachelor's degree in Finance, Business, Economics, or related field required; MBA, JD, or relevant graduate degree s ...

    Leawood, KS

    3 weeks ago

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    Tax Operations Lead Senior Associate, Tax Practice

    Only for registered members

    The Retirement Planning Group seeks a proactive and detail-oriented professional to lead operational initiatives across the tax department.Core Responsibilities:  · •    Lead assigned operational initiatives from planning through execution, · •    Analyze workflows and recommend ...

    Leawood Full time

    1 month ago

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    Tax Operations Lead Senior Associate, Tax Practice

    Only for registered members

    The Retirement Planning Group is seeking a Tax Operations Lead Senior Associate who plays a key role in advancing operational initiatives across the tax department. This role supports strategic projects and contributes to process improvement efforts. · Lead assigned operational i ...

    Leawood

    1 month ago

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    Chief Operating Officer

    Only for registered members

    We are looking for a dynamic and rewarding career in financial services. Join us at CreativeOne, where we blend collaboration, innovation, and excellence to forge a path in the financial services industry. · We take immense pride in our work and are in search of like-minded indiv ...

    Leawood

    1 month ago

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    Branch Operations Specialist

    Only for registered members

    Who We Are · Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full-service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities br ...

    Leawood

    6 days ago

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    Tax Operations Lead Senior Associate, Tax Practice

    Only for registered members

    The Retirement Planning Group is seeking a Tax Operations Lead Senior Associate who will play a key role in advancing operational initiatives across the tax department. · ...

    Leawood, KS

    1 month ago

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    Branch Operations Specialist

    Only for registered members

    Who We Are Oppenheimer & Co Inc Oppenheimer is a leading middle market investment bank and full service broker dealer With roots tracing back to 1881 the Company is engaged in a broad range of activities in the financial services industry including retail securities brokerage ins ...

    Leawood, KS

    5 days ago

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    Branch Operations Specialist

    Only for registered members

    Who We Are: · Oppenheimer & Co. Inc. (�Oppenheimer�) is a leading middle-market investment bank and full-service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities b ...

    Leawood, KS

    4 days ago

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    Branch Operations Specialist

    Only for registered members

    Who We Are: · Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full-service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities b ...

    Leawood, KS

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    Team Lead, Operations and Supervision

    Only for registered members

    Description · As a Team Lead, Operations and Supervision you'll play a critical part in supporting Mariner's broker-dealer operational and supervisory functions, helping ensure a strong, efficient, and compliant platform. You'll serve as a trusted resource and mentor to a small t ...

    Overland Park, KS, United States

    4 days ago

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    Team Lead, Operations and Supervision

    Only for registered members

    Support Mariner's broker-dealer operational and supervisory functions. · ...

    Overland Park, KS

    2 weeks ago

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    Team Lead, Operations and Supervision

    Only for registered members

    As a Team Lead you'll support Mariner's broker-dealer operational and supervisory functions helping ensure a strong efficient and compliant platform. · ...

    Overland Park Full time

    2 weeks ago

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    Team Lead, Operations and Supervision

    Only for registered members

    As a Team Lead you'll support Mariner's broker-dealer operational and supervisory functions. · ...

    Overland Park, KS

    2 weeks ago

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    President - CreativeOne Securities

    Only for registered members

    The President of the Broker/Dealer and Registered Investment Adviser (RIA) is responsible for leading all aspects of the firm's operations strategy and growth. · This executive role requires a sophisticated understanding of both brokerage and advisory services regulatory complian ...

    Leawood, KS

    3 weeks ago

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    Production Underwriter

    Only for registered members

    We're thrilled that you are interested in joining us here at the Amynta Group. · ...

    Overland Park, KS

    1 month ago

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    Team Lead, Operations and Supervision

    Only for registered members

    As a Team Lead you'll play a critical part in supporting Mariner's broker-dealer operational and supervisory functions. · ...

    Overland Park

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    Land Acquisition Manager

    Only for registered members

    The Land Acquisition Manager is responsible for identifying and acquiring land for development; conducting due diligence and conceptualizing development plans. · Collaborate with President, COO, VP of Sales and Marketing and VP of Land & Development to identify land needs. · Eval ...

    Kansas City, MO

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    Production Underwriter

    Only for registered members

    We're thrilled that you are interested in joining us here at the Amynta Group. · Amynta Dealer Solutions is looking for individuals with insurance experience or the right passion for taking care of customers to fill the Production Underwriter role. · The Production Underwriter wi ...

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    Voya Financial Advisors�, Inc., a leading independent broker-dealer in the defined contribution & defined benefit business, is currently seeking a Financial Professional to join our team in the greater Overland Park area to work plan sponsor relationships, in tax exempt markets a ...

    Overland Park, KS

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