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  • Legal Counsel - Chicago, IL - Alexander Chapman

    Alexander Chapman
    Alexander Chapman Chicago, IL

    3 weeks ago

    Default job background
    Full time
    Description

    Job Summary:

    Alexander Chapman is seeking a licensed attorney to join its legal team as Legal Counsel. The ideal candidate will have 3+ years of legal experience with investment funds, including knowledge of the 1940 Acts, Securities Act of 1933, and Exchange Act of 1934.

    Responsibilities

    • Draft, review, and maintain fund registration statements and related filings.
    • Coordinate with outside counsel and internal teams on regulatory filings.
    • Support day-to-day legal and compliance matters for funds, investment management, and broker-dealer operations.
    • Prepare board materials (agendas, resolutions, agreements, minutes).

    Requirements

    • J.D. and bar admission in any U.S. state.
    • 3+ years of legal experience with investment funds (mutual funds, ETFs, BDCs, REITs).
    • Knowledge of 1940 Acts, Securities Act of 1933, and Exchange Act of 1934.

    Alexander Chapman is a leading U.S.-based private credit asset management firm with over $19 billion in assets under management. This role focuses on legal and regulatory matters related to registered investment products, including privately offered and non-traded business development companies (BDCs), as well as non-listed real estate investment trusts (REITs). The successful candidate will be responsible for drafting, reviewing, and maintaining fund registration statements and related filings, coordinating with outside counsel and internal teams on regulatory filings, supporting day-to-day legal and compliance matters for funds, investment management, and broker-dealer operations, and preparing board materials (agendas, resolutions, agreements, minutes).


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